Indiana Administrative Code
Title 760 - DEPARTMENT OF INSURANCE
Article 1 - GENERAL PROVISIONS
Rule 12 - Domestic Stock Insurance Companies-Insider Trading of Equity Securities
- Section 12-1 - Authority to promulgate rule; purpose of rule
- Section 12-2 - Definitions
- Section 12-3 - Exempt transactions
- Section 12-4 - Beneficial ownership statements; forms
- Section 12-5 - Determination of percentage of class of equity securities owned
- Section 12-6 - Disclaimer of beneficial ownership
- Section 12-7 - Exemption of securities held by fiduciary or for account of insurer; reports
- Section 12-8 - Exemption of securities purchased or sold by odd-lot dealers
- Section 12-9 - Change in beneficial ownership
- Section 12-10 - Ownership of securities held in trust
- Section 12-11 - Exemption of small transactions
- Section 12-12 - Exemption from IC 27-2-10-2 of transactions exempt from reporting requirements
- Section 12-13 - Exemption from IC 27-2-10-2 of transactions connected with a distribution
- Section 12-14 - Exemption from IC 27-2-10-2 of acquisitions under stock bonus or stock option plans
- Section 12-15 - Exemption from IC 27-2-10-2 of redemption transactions
- Section 12-16 - Exemption from IC 27-2-10-2 of long term profits incident to sales within six months of the exercise of an option
- Section 12-17 - Exemption from IC 27-2-10-2 of acquisitions and dispositions pursuant to merger or consolidation
- Section 12-18 - Exemption from IC 27-2-10-2 of deposits or withdrawals under a voting trust or deposit agreement
- Section 12-19 - Exemption from IC 27-2-10-2 of conversion transactions
- Section 12-20 - Exemption from IC 27-2-10-2 of certain transactions involving the sale of subscription rights
- Section 12-21 - Exemption from IC 27-2-10-3 of transactions by disinterested broker
- Section 12-22 - Exemption from IC 27-2-10-3 of transactions related to a distribution
- Section 12-23 - Exemption from IC 27-2-10-3 of sales of securities to be acquired
- Section 12-24 - Arbitrage transactions by director or officer of insurer
Current through March 20, 2024
Disclaimer: These regulations may not be the most recent version. Indiana may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.