Current through September 18, 2024
Authority: IC 4-33-4-1; IC 4-33-4-2
Affected: IC 4-33-8-1
Sec. 1.
(a) The
following definitions apply throughout this rule:
(1) "Applicant" means an applicant for an
occupational license.
(2)
"Riverboat license applicant" means an applicant for a riverboat owner's
license that has been issued a certificate of suitability under
68 IAC
2-1-5.
(b) This rule is applicable to full-time and
part-time employees or potential employees of a riverboat licensee or a
riverboat license applicant.
(c)
The following persons are required to hold an occupational license:
(1) A person employed by the riverboat
gambling operation and whose duties are to be performed on the
riverboat.
(2) All security
personnel.
(3) Managers or
supervisory personnel.
(4)
Employees whose duties are performed off the riverboat and whose duties include
the handling of money or performing accounting and auditing functions that
involve money obtained as a result of gaming or other operations aboard the
riverboat.
(d) An
employee whose duties are to be performed at the dock site facilities only is
not required to hold an occupational license, unless the employee's duties are
described in subsection (c).
(e) An
occupational license, Level 1 is the highest level of occupational license. An
occupational licensee may perform any activity included within the occupational
licensee's level of occupational license or any lower level of occupational
license.
(f) An employee of a
riverboat gambling operation who does not hold an occupational license shall
not perform any duties on the riverboat at any time.
(g) A person under twenty-one (21) years of
age shall not hold an occupational license of any level.
(h) An application for an occupational
license shall not be processed by the commission unless the applicant has an
agreement or a statement of intent with a riverboat licensee or a riverboat
license applicant that the applicant will be employed upon receiving the
appropriate occupational license.
(i) Occupational license, Level 1, includes
the following positions or their equivalent:
(1) Audit manager.
(2) Casino manager.
(3) Chief of security.
(4) Chief of surveillance.
(5) Chief financial officer or controller, or
both.
(6) Electronic data program
manager.
(7) Gaming operations
manager not required to hold a supplier's license under 68 IAC 2-2.
(8) Electronic gaming device
manager.
(9) Table games
manager.
(10) General
manager.
(11) Support operations
manager.
(12) Any other employee of
a riverboat gambling operation whom the commission deems necessary, to ensure
compliance with the Act and this title, to hold an occupational license, Level
1.
(j) The following
employees shall obtain an occupational license, Level 2:
(1) Security personnel and surveillance
personnel.
(2) Any employee of a
riverboat gambling operation whose duties are performed on the riverboat and
whose employment duties affect gaming.
(3) Any employee of a riverboat gambling
operation whose duties are performed on or off the riverboat and whose
employment duties affect the flow of money obtained as a direct result of
gaming operations or other operations aboard the riverboat.
(4) Any employee of a riverboat gambling
operation whose duties include accounting and auditing functions and whose
duties relate to money obtained as a result of gaming or other operations
aboard the riverboat.
(5) Any other
employee of a riverboat gambling operation whom the commission deems necessary,
to ensure compliance with the Act and this title, to hold an occupational
license, Level 2.
(k) The
following employees shall obtain an occupational license, Level 3:
(1) Any employee of a riverboat gambling
operation whose duties are performed on a riverboat and who are not employees
described in subsection (i) or (j).
(2) The crew members responsible for
operating and navigating the riverboat.
(3) Instructors of an occupational training
school under 68 IAC 2-5.
(4) Any
other employee of a riverboat gambling operation whom the commission deems
necessary, to ensure compliance with the Act and this title, to hold an
occupational license, Level 3.
