Indiana Administrative Code
Title 40 - STATE ETHICS COMMISSION
Article 2 - STATE OFFICERS AND EMPLOYEES
Rule 3 - Adjudication Proceedings before the State Ethics Commission
Section 3-4.1 - Public hearings
Current through March 20, 2024
Authority: IC 4-2-6-4
Affected: IC 4-2-6-12: IC 4-21.5-3
Sec. 4.1.
(a) Upon a finding of probable cause, the commission shall set a public hearing on the matter.
(b) Prior to the public hearing, the commission shall:
(c) The respondent may be represented by counsel, who shall file a written appearance with the commission.
(d) The parties or counsel for either party may:
All appearances and filings must be filed with the commission in writing, with a copy served to the respondent or the respondent's counsel and the inspector general's counsel.
(e) There are no specific requirements of a form for any pleading, except:
(f) Public hearings may be conducted by either:
(g) On motion of a party or the commission chair, the commission chair or an administrative law judge may consolidate hearings on two (2) or more allegations or cases against different persons if:
(h) The commission chair or an administrative law judge for the hearing shall rule on all motions, except for any motions or actions that would terminate the adjudicatory proceeding. Any motion or action that would terminate the adjudicatory proceeding may be taken only by the commission.
(i) Unless otherwise ordered by the commission chair or administrative law judge, the inspector general and respondent or counsel for respondent shall exchange exhibits and the names and addresses of witnesses at least ten (10) days prior to the public hearing.
(j) After the hearing, the commission chair or the administrative law judge may request that the interested parties submit proposed findings of fact and conclusions of law for the commission's acceptance, rejection, or modification.
(k) If the hearing is conducted by an administrative law judge, the administrative law judge shall submit a recommended report to the full commission and all interested parties.
(I) The finding of a violation by the commission must be based on a preponderance of the evidence and be supported by a majority vote. If the commission finds a violation, the commission may set a penalty as provided in IC 4-2-6-12.
(m) The commission shall state its findings in a written report supported and signed by a majority of the commission. The final report shall be adopted by the commission at a public meeting. The report shall be made public and served upon the respondent and all interested parties.