Indiana Administrative Code
Title 170 - INDIANA UTILITY REGULATORY COMMISSION
Article 1 - GENERAL PROVISIONS
Rule 6 - Thirty-Day Administrative Filing Procedures and Guidelines
Section 6-5 - Filing requirements
Universal Citation: 170 IN Admin Code 6-5
Current through September 18, 2024
Authority: IC 8-1-1-3; IC 8-1-1-5; IC 8-1-2-42
Affected: IC 8-1
Sec. 5.
(a) Each filing under this rule shall include the following:
(1) A cover letter clearly stating:
(A) that the filing is being made under this
rule;
(B) the purpose of the
filing;
(C) the need for what is
being requested; and
(D) why the
filing is an allowable request under section 3 of this rule.
(2) Contact information for the
utility regarding this filing, including the following for each person to be
contacted:
(A) The name of the person or
persons to be contacted.
(B)
Telephone number.
(C) Mailing
address.
(D) Either:
(i) an electronic mailing address;
or
(ii) a facsimile
number.
(3)
Tariff sheet or sheets.
(4) All
work papers supporting the filing, including revenue and cost projections,
which must be clearly explained and include clear explanations of the
following:
(A) All assumptions
used.
(B) Whether the data used is
actual or estimated. It is presumed that actual data shall be used in all
supporting calculations. If it is necessary to use estimated data, the utility
shall state the following:
(i) The reasons the
estimated data is being used.
(ii)
How the estimated data was derived.
(iii) Why the estimated data should be
used.
(C) The source of
the data.
(D) Models or
methodologies employed.
(5) A verified statement by the utility:
(A) affirming that affected customers have
been notified as required under section 6 of this rule;
(B) stating in detail the means used for
notification; and
(C) including
copies of any written means of notification.
(b) A copy of the items listed in subsection (a) shall be provided to the OUCC on the filing date.
(c) The items listed in subsections (a) and (b) may be provided in:
(1) electronic format
to the commission and the OUCC:
(A) via
electronic mail; or
(B) on a
compact disk; or
(2)
paper format with:
(A) three (3) copies
provided to the commission; and
(B)
one (1) copy provided to the OUCC.
(d) A filing submitted under this rule shall be addressed to the "Secretary of the Commission", who shall distribute the filing to the appropriate commission division.
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