Illinois Administrative Code
Title 14 - COMMERCE
Part 130 - REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
Subpart Q - PUBLIC INFORMATION
Section 130.1702 - Inspection of Dealer, Salesperson and Investment Adviser Records
Universal Citation: 14 IL Admin Code ยง 130.1702
Current through Register Vol. 48, No. 12, March 22, 2024
Records of all registered dealers, salespersons and investment advisers are available for public inspection during the business hours at the Springfield or Chicago offices of the Securities Department of the Secretary of State upon advance written request.
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