Illinois Administrative Code
Title 14 - COMMERCE
Part 130 - REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
Subpart H - REGISTRATION OF DEALERS, SALESPERSONS, INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 130.849 - Consumer Information Privacy Provisions
Universal Citation: 14 IL Admin Code ยง 130.849
Current through Register Vol. 48, No. 12, March 22, 2024
An investment adviser, registered or required to be registered pursuant to Section 8.D of the Act, shall comply with the privacy provisions of subtitle A of Title V of the federal Gramm-Leach-Bliley Act ( 15 USC 6801-09 ) and the Federal Trade Commission regulations at 16 CFR 313 (Privacy of Consumer Financial Information).
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