Illinois Administrative Code
Title 14 - COMMERCE
Part 130 - REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
Subpart D - EXEMPT TRANSACTIONS
Section 130.442 - Report of Sale of Securities pursuant to Section 4.G of the Act
Universal Citation: 14 IL Admin Code ยง 130.442
Current through Register Vol. 48, No. 38, September 20, 2024
The Report of Sale of securities sold in this State in reliance upon Section 4.G of the Act shall contain, without limitation, the following:
a) the name, business address and telephone number of the issuer, and as applicable, of the controlling person and dealer;
b) a description of the securities sold to residents of this State; and
c) the date of the initial sale of securities to residents of this State for this reporting period;
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