Illinois Administrative Code
Title 14 - COMMERCE
Part 130 - REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
Subpart A - RULES OF GENERAL APPLICATION
Section 130.135 - Registration of Securities under Section 5 or 7 of the Act Utilizing the SRD
Universal Citation: 14 IL Admin Code ยง 130.135
Current through Register Vol. 48, No. 12, March 22, 2024
For the purpose of this Section and to implement a supplemental registration procedure known as the SRD, a computer based registration system for the registration and renewal of registration of securities, investment fund shares and unit investment trusts registered under the Federal 1933 Act and the Federal 1940 Investment Company Act, the term "with the Secretary of State" as used in Sections 5(A), 5(B), 5(E), 7(A), 7(B) and 7(G) of the Act or this Part shall include a filing made with the SRD.
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