Idaho Administrative Code
Title IDAPA 12 - Finance, Department of
Rule 12.01.08 - RULES PURSUANT TO THE UNIFORM SECURITIES ACT (2004)
Section 12.01.08.101 - NOTIFICATION OF OPENING, CLOSING OR RELOCATION OF BRANCH OFFICES
Universal Citation: ID Admin Code 12.01.08.101
Current through August 31, 2023
Any broker-dealer or investment adviser, registered as such with the Department, shall notify the Administrator in writing or through CRD, no later than thirty (30) days after the opening, closing or relocation of any branch office. For purposes of this rule, "branch office" is defined by FINRA. (3-23-22)
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