Current through August, 2024
(a) The purpose and
intent of the division's order of selection is to provide an organized and
equitable system for serving eligible individuals and processing of referrals
when the division is unable to serve, on a timely basis, all eligible
individuals who have applied for services.
(b) The division shall review its ability to
provide the full range of services each Federal fiscal year.
(1) The division either must be able to
provide the full range of services listed in section 17-401.1-6, as
appropriate, to all eligible individuals or, in the event that VR services
cannot be provided to all eligible individuals in the State who apply for the
services, include in the State plan the order established in subsection (e) to
be followed in selecting eligible individuals to be provided VR
services.
(2) The ability of the
division to provide the full range of VR services to all eligible individuals
must be supported by a determination that satisfies the requirements of
subsections (c) or (d) and a determination that, on the basis of the division's
projected fiscal and personnel resources and its assessment of the
rehabilitation needs of individuals with significant disabilities within the
State, it can:
(A) Continue to provide
services to all individuals currently receiving services;
(B) Provide assessment services to all
individuals expected to apply for services in the next Federal fiscal
year;
(C) Provide services to all
individuals who are expected to be determined eligible in the next Federal
fiscal year; and
(D) Meet all
program requirements.
(3) If the division is unable to provide the
full range of VR services to all eligible individuals in the State who apply
for the services, the State plan must:
(A)
Show the order to be followed in selecting eligible individuals to be provided
VR services;
(B) Provide a
justification for the order of selection;
(C) Identify services and outcome goals and
the time within which the goals may be achieved for individuals in each
priority category within the order; and
(D) Assure that:
(i) In accordance with the criteria
established in subsection (e) for the order of selection, individuals with the
most significant disabilities will be selected first for the provision of VR
services; and
(ii) Individuals who
do not meet the order of selection criteria will have access to services
provided through the information and referral system established under section
17-401.1-3.
(c) The assurance that services can be
provided to all eligible individuals must be based on the following:
(1) In determining, for the current and
preceding Federal fiscal year, that the division is able to provide the full
range of services, as appropriate, to all eligible individuals, the division,
during the current and preceding Federal fiscal year, must have in fact:
(A) Provided assessment services to all
applicants and the full range of services, as appropriate, to all eligible
individuals;
(B) Made referral
forms widely available throughout the State;
(C) Conducted outreach efforts to identify
and serve individuals with disabilities who have been unserved or underserved
by the VR system; and
(D) Not
delayed, through waiting lists or other means, determinations of eligibility,
the development of individualized plans for employment for individuals
determined eligible for VR services, or the provision of services for eligible
individuals for whom individualized plans for employment have been
developed.
(2) If the
division was unable to provide the full range of services to all eligible
individuals during the current or preceding Federal fiscal year or has not met
the requirements in paragraph (c)(1), the determination that the division is
able to provide the full range of services to all eligible individuals in the
next Federal fiscal year must be based on:
(A) Circumstances that have changed that will
allow the division to meet the requirements of (c)(2) in the next Federal
fiscal year, including:
(i) An estimate of
the number of and projected costs of serving, in the next Federal fiscal year,
individuals with existing individualized plans for employment;
(ii) The projected number of individuals with
disabilities who will apply for services and will be determined eligible in the
next Federal fiscal year and the projected costs of serving those
individuals;
(iii) The projected
costs of administering the program in the next Federal fiscal year, including,
but not limited to, costs of staff salaries and benefits, outreach activities,
and required statewide studies; and
(iv) The projected revenues and projected
number of qualified personnel for the program in the next Federal fiscal
year;
(B) Comparable
data, as relevant, for the current or preceding fiscal year, or for both years,
of the costs listed in paragraphs(c)(2)(A)(i) through (iii) and the resources
identified in paragraphs (c)(2)(A)(iv) and an explanation of any projected
increases or decreases in these costs and resources; and
(C) A determination that the projected
revenues and the projected number of qualified personnel for the program in the
next Federal fiscal year are adequate to cover the costs identified in
paragraphs (c)(2)(A)(i) through (iii) to ensure the provision of the full range
of services, as appropriate, to all eligible individuals,
(d) The division must determine
the need for establishing and implementing an order of selection:
(1) The division must determine, prior to the
beginning of each Federal fiscal year, whether to establish and implement an
order of selection.
(2) The
division must consult with the State Rehabilitation Council regarding the:
(A) Need to establish an order of selection,
including any reevaluation of the need under (d)(2);
(B) Priority categories of the particular
order of selection;
(C) Criteria
for determining individuals with the most significant disabilities;
and
(D) Administration of the order
of selection.
(3) If the
division determines that it does not need to establish an order of selection,
it must reevaluate this determination whenever changed circumstances during the
course of a Federal fiscal year, such as a decrease in its fiscal or personnel
resources or an increase in its program costs, indicate that it may no longer
be able to provide the full range of services, as appropriate, to all eligible
individuals, as described in paragraph (b)(2).
(4) If the division establishes an order of
selection, but determines that it does not need to implement that order at the
beginning of the Federal fiscal year, it must continue to meet the requirements
of paragraph (b)(2), or it must implement the order of selection by closing one
or more priority categories.
(5)
When the evaluation indicates that the available resources will not be adequate
to provide assessment services to all applicants and the full range of services
to all eligible individuals that will be needing services in the upcoming year
in an equitable and expeditious manner, the division administrator shall
declare the division under order of selection for VR services.
(6) While under the order of selection, the
division shall carefully consider any decision to terminate the order of
selection, in consideration of the effort to establish and implement an order
of selection, and the extent to which the division's resources will be
sufficient to sustain services to all eligible individuals once the order of
selection is terminated.
(e) Under the order of selection, first
priority shall be given to individuals with a most significant disability,
second priority to individuals with a significant disability, and third
priority to individuals with a non-significant disability (having neither a
significant nor a most significant disability).
(1) The term individual with a most
significant disability means an individual determined eligible for VR services
by the division, who meets all three of the following refined criteria in the
definition of individual with a most significant disability:
(A) Has a severe physical or mental
impairment that seriously limits two or more functional capacities (such as
mobility, communication, self-care, self-direction, interpersonal skills, work
tolerance, or work skills) in terms of an employment outcome;
(B) Requires three or more of the following
VR services (VR counseling and guidance, diagnosis and treatment of physical
impairments (physical restoration), diagnosis and treatment of mental
impairments (mental restoration), vocational training, personal adjustment
training, specialized job placement, rehabilitation technology, or other
substantial services); and
(C)
Requires VR services for 12 months or more.
(2) The term individual with a significant
disability means an individual determined eligible for VR services by the
division, who does not meet all three of the refined criteria in the definition
of individual with a most significant disability, and who is either:
(A) Considered to meet the definition of an
individual with a significant disability based on evidence provided by the
individual or verification by the division of the individual's eligibility for
Social Security disability insurance (SSDI) benefits or supplemental security
income (SSI) payments under titles II and XVI of the Social Security Act;
or
(B) Meets all three of the
following refined criteria in the definition of individual with a significant
disability:
(i) Has a severe physical or
mental impairment that seriously limits one or more functional capacities (such
as mobility, communication, self-care, self-direction, interpersonal skills,
work tolerance, or work skills) in terms of an employment outcome;
(ii) Requires two or more of the following VR
services (VR counseling and guidance, diagnosis and treatment of physical
impairments (physical restoration), diagnosis and treatment of mental
impairments (mental restoration), vocational training, personal adjustment
training, specialized job placement, rehabilitation technology, or other
substantial services); and
(iii)
Requires VR services for 6 months or more.
(3) The term individual with a
non-significant disability means an individual determined eligible for VR
services by the division, who does not meet all three of the refined criteria
in the definition of individual with a most significant disability or
individual with a significant disability,
(f) The division will determine the priority
category classification of each individual determined eligible for VR services,
at the time of eligibility determination or immediately thereafter, in
accordance with subsection (e), and written format determined by the division.
(1) Each individual determined eligible shall
be determined to be most significantly disabled, significantly disabled, or
non-significantly disabled. No individual will be assigned more than one of
these categories.
(2) An eligible
SSDI beneficiary or SSI recipient under the Social Security Act shall not be
afforded any special consideration of priority for services other than the
automatic priority category classification of the individual as an individual
with a significant disability.
(3)
If an individual's disability becomes less severe due to an improvement in the
individual's disabling condition or situation, the individual's priority
category shall not be changed.
(4)
If an individual's disability becomes more severe and can be documented, the
individual's priority shall be documented and changed accordingly. The date of
eligibility for the new priority category classification will be the date of
the individual's application for services.
(g) The order of selection shall not be based
on any other factors, including:
(1) Any
duration of residency requirement, provided the individual is present in the
State;
(2) Type of
disability;
(3) Age, gender, race,
color, or national origin;
(4)
Source of referral;
(5) Type of
expected employment outcome;
(6)
The need for specific services or anticipated cost of services required by an
individual; or
(7) The income level
of an individual or an individual's family.
(h) In administering the order of selection,
the division shall:
(1) Implement the order
of selection on a statewide basis.
(2) Inform referral sources, service
providers, frequently used employers, officials of other affected State
agencies, the public, and others, about the need for an order of selection and
the general policies that govern its implementation.
(3) Provide all prospective applicants with
the following information:
(A) Information
about the division's order of selection at the point that a referral is taken
to assure that they have accurate information regarding the availability of
services.
(B) Information about the
division's order of selection at the time of initial orientation or
application, or both including more specific information if available, to
enable the individual to make an informed decision about pursuing VR
services.
(C) Information that the
determination of eligibility and severity of disability process is highly
individualized and should be discussed with a VR counselor before the
individual decides not to pursue services.
(4) Notify each individual determined
eligible, in writing of:
(A) The priority
categories;
(B) The individual's
assignment to a particular priority category classification;
(C) Any reclassification of priority category
assignment due to changes in the individual's circumstances or due to any
misclassifications;
(D) The
individual's right to appeal the category assignment; and
(E) The availability of assistance from the
Client Assistance Program.
(5) Continue to provide all needed services
to any eligible individual who has begun to receive services under an
individualized plan for employment prior to the effective date of the order of
selection, irrespective of the severity of the individual's disability;
and
(6) Ensure that funding
arrangements for providing services under the State plan, including third-party
arrangements and awards under the establishment authority, are consistent with
the order of selection. Any funding arrangements which are inconsistent with
the order of selection, must be renegotiated so that they are consistent with
the order of selection.
(7)
Establish caseload standards to ensure an equitable system for the assignment
and processing of cases under the order of selection.
(A) Caseload size minimums, and minimum goals
for processing of referrals, applications, and active cases, shall be
established for each VR specialist
(counselor) level (VRS I, II, III, and IV).
(B) Assignment of referrals will
be in chronological order by date of referral.
(C) Assignment of eligible individuals will
be in chronological order by priority category and date of
application.
(8)
Establish and maintain deferred service lists, by priority category and date of
application when all eligible individuals cannot be assigned immediately.
Individuals on the lists shall be periodically informed of their status on the
deferred service lists.
(i) If an individual has been determined to
be an individual with a significant disability or an individual with a most
significant disability, the division shall include documentation supporting
that determination in the division's record of services for the
individual.