Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
Chapter 39 - SECURITIES
- Subchapter 1 - GENERAL PROVISIONS
- Subchapter 2 - EXEMPT TRANSACTIONS AND NOTICE FILING REQUIREMENTS FOR FEDERAL COVERED SECURITIES
- Subchapter 3 - REGISTRATION OF SECURITIES
- Subchapter 4 - REGISTRATION OF BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, AND INVESTMENT ADVISER REPRESENTATIVES
- Subchapter 5 - FRAUDULENT PRACTICES OF BROKER-DEALERS, BROKER-DEALER AGENTS, AND AGENTS OF AN ISSUER
Current through February, 2024
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