Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
Chapter 38 - SECURITIES - REPEALED
Subchapter 6 - STATEMENTS OF POLICY RELATING TO REGISTRATION OF SECURITIES
Section 16-38-11 - Registration of securities by qualification

Universal Citation: HI Admin Rules 16-38-11
Current through August, 2024

The commissioner shall look with disfavor and reject any application for registration of securities as being fraudulent or working or tending to work a fraud upon the purchaser, or may find that the enterprise or business of the issuer is based on unsound business principles, unless the following requirements are met or good cause is shown for an exception.

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