Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
Chapter 38 - SECURITIES - REPEALED
Subchapter 3 - SALESPERSONS
Section 16-38-6.2 - Registration; application

Universal Citation: HI Admin Rules 16-38-6.2

Current through February, 2024

(a) An application for registration of a salesperson shall be filed in accordance with the requirements of section 16-38-6.1.

(b) The commissioner shall notify the applicant in writing within sixty days of receipt of the application of any deficiencies that must be completed in order for the application to be deemed complete. Such deficiencies may include, but are not limited to, requiring copies of the documents relating to the applicant 's disciplinary history.

(c) A salesperson's application that has been on file for a period of ninety days with no attempt by the applicant to pass the qualifying examination shall be automatically withdrawn sixty days after the applicant has received any deficiency notice from the commissioner pursuant to subsection (b) that the deficiency request has not been satisfied, shall be deemed automatically withdrawn. The commissioner shall notify in writing the applicant and the dealer or issuer with which the applicant is affiliated, of the automatic withdrawal and the reasons therefor.

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