Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
Chapter 38 - SECURITIES - REPEALED
Subchapter 12 - INVESTMENT ADVISER REPRESENTATIVES
Section 16-38-49 - Registration; eligibility requirements
Universal Citation: HI Admin Rules 16-38-49
Current through August, 2024
(a) An applicant, if a natural person, shall have attained the age of eighteen years.
(b) An applicant shall be appointed by either a registered investment adviser who shall state that the registered investment adviser believes the information in the application is true and complete or by a federal covered adviser that has made a notice filing with the commissioner.
(c) An investment adviser representative may not be registered with more than one investment adviser or federal covered adviser at any time.
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