Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
Chapter 38 - SECURITIES - REPEALED
- Subchapter 1 - GENERAL PROVISIONS
- Subchapter 2 - DEALERS
- Subchapter 3 - SALESPERSONS
- Subchapter 4 - DENIAL OF APPLICATION, SUSPENSION, AND REVOCATION OF REGISTRATION OF DEALERS, SALESPERSONS, INVESTMENT ADVISERS, AND INVESTMENT ADVISER REPRESENTATIVES
- Subchapter 5 - REGISTRATION OF SECURITIES, PROSPECTUS
- Subchapter 6 - STATEMENTS OF POLICY RELATING TO REGISTRATION OF SECURITIES
- Subchapter 7 - EFFECTIVENESS AND POST-EFFECTIVENESS REQUIREMENTS
- Subchapter 8 - ADVERTISING AND FINANCIAL REPORTS
- Subchapter 9 - BOND
- Subchapter 10 - EXEMPT TRANSACTIONS
- Subchapter 11 - INVESTMENT ADVISERS
- Subchapter 12 - INVESTMENT ADVISER REPRESENTATIVES
- Subchapter 13 - FINES AND PENALTIES
- Subchapter 14 - SMALL COMPANY OFFERINGS REGISTRATION
- Subchapter 15 - NOTICE FILING RQUIREMENTS FOR INVESTMENT COMPANY SECURITIES
Current through August, 2024
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