Compilation of Rules and Regulations of the State of Georgia
Department 590 - RULES OF OFFICE OF SECRETARY OF STATE
Chapter 590-4 - COMMISSIONER OF SECURITIES
Subject 590-4-5 - BROKER-DEALERS AND AGENTS
Rule 590-4-5-.10 - Fees
Current through Rules and Regulations filed through March 20, 2024
(1) A person required to pay a filing or notice fee under Section 10-5-39shall transmit the fee through CRD.
(2) In addition to the above fees, each applicant shall pay any and all processing costs or charges imposed by CRD incident to the registration or renewal.
(3) Each applicant shall pay a $5.00 processing fee made payable through CRD. No portion of the processing fee is refundable. Applications will not be accepted, and thus will not be considered filed by the Commissioner, until registrants have paid the processing fee. The fee shall be effective for applications filed after December 31, 2021.
O.C.G.A. §§ 10-5-35, 10-5-39, 10-5-70, 10-5-74.
