Compilation of Rules and Regulations of the State of Georgia
Department 590 - RULES OF OFFICE OF SECRETARY OF STATE
Chapter 590-4 - COMMISSIONER OF SECURITIES
Subject 590-4-4 - INVESTMENT ADVISERS AND REPRESENTATIVES
Rule 590-4-4-.13 - Registration Exemption for Certain Investment Advisers and Federal Covered Investment Adviser
Current through Rules and Regulations filed through September 25, 2023
(1) The provisions of Sections 10-5-32(a) and 10-5-34(a) shall not apply to:
(2) Definitions Relating to Subsection (1)(b).
(3) For purposes of subsection (1)(c) of this Rule,"publicly distributed written materials" are those that are distributed to thirty-five (35) or more persons paying for such materials, and publicly made oral statements are those made simultaneously to thirty-five (35) or more persons paying for access to the statements.
O.C.G.A. Secs. 10-5-32, 10-5-33, 10-5-34.
Original Rule entitled "Registration Exemptions for Certain Investment Advisers and Federal Covered Investment Advisers" adopted. F. Nov. 18, 2011; eff. Dec. 8, 2011.