Compilation of Rules and Regulations of the State of Georgia
Department 590 - RULES OF OFFICE OF SECRETARY OF STATE
Chapter 590-4 - COMMISSIONER OF SECURITIES
Subject 590-4-4 - INVESTMENT ADVISERS AND REPRESENTATIVES
Rule 590-4-4-.08 - Investment Adviser and Investment Advuiser Representative Renewal Notices
Current through Rules and Regulations filed through September 25, 2023
(1) All procedures, renewal schedules, and fee collection methods announced by the IARD as well as the CRD shall be applicable to registrations processed through IARD and/or CRD.
(2) All renewal notices must be filed with all necessary information and required filing fees no earlier than October 1st and no later than December 31st of each year.
(3) Investment Adviser Representatives required to be registered with the Commissioner shall submit an annual renewal fee directly to IARD and/or CRD. Renewal of registration shall be effective when notice from IARD and/or CRD has been received by the Commissioner that all fees have been paid.
O.C.G.A. Sec. 10-5-35.
Original Rule entitled "Investment Adviser and Investment Adviser Representative Renewal Notices" adopted. F. Nov. 18, 2011; eff. Dec. 8, 2011.
Amended: F. Mar. 9, 2012; eff. Mar. 29, 2012.
