Compilation of Rules and Regulations of the State of Georgia
Department 590 - RULES OF OFFICE OF SECRETARY OF STATE
Chapter 590-4 - COMMISSIONER OF SECURITIES
Subject 590-4-3 - REGISTRATION OF SECURITIES
Rule 590-4-3-.02 - Determination of Filing Date; Abandonment of Registration Statements

Universal Citation: GA Rules and Regs r 590-4-3-.02

Current through Rules and Regulations filed through March 20, 2024

(1) A registration statement required by Section 10-5-22 or 10-5-23 of the Act is considered filed when the Commissioner receives the registration statement and required filing fees, as prescribed from time to time by order of the Commissioner.

(2) Any registration statement filed pursuant to Section 10-5-22 or 10-5-23 of the Act is deficient if any of the following conditions exist:

(a) The registration statement is not in proper form;

(b) The registration statement does not comply with the applicable provisions of Section 10-5-22, 10-5-23, 10-5-24 or any other provision of the Act; or

(c) The registration statement does not comply with any other applicable state or federal law, statute, rule or regulation.

(3) When a registration statement is found to be deficient, the Commissioner may send a deficiency letter notifying the Applicant of such deficiencies. The registration statement shall be deemed to be abandoned by the Applicant without further action by the Commissioner if the Applicant fails to amend the registration statement to address such deficiencies within thirty (30) days following the date of such deficiency letter.

O.C.G.A. Secs. 10-5-2, 10-5-5, 10-5-10, 10-5-70, 10-5-74.

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