Compilation of Rules and Regulations of the State of Georgia
Department 590 - RULES OF OFFICE OF SECRETARY OF STATE
Chapter 590-4 - COMMISSIONER OF SECURITIES
Subject 590-4-2 - EXEMPTIONS
Rule 590-4-2-.04 - Non-issuer Transactions Manual Exemption

Universal Citation: GA Rules and Regs r 590-4-2-.04

Current through Rules and Regulations filed through September 23, 2024

For purposes of exempt non-issuer transactions by or through a broker-dealer registered or exempt from registration under this Chapter, the following securities manuals are designated as nationally recognized securities manuals:

(a) Standard & Poor's Standard Corporations Descriptions,

(b) Best's Insurance Reports Life-Health;

(c) Mergent's Bank and Finance Manual and News Reports;

(d) Mergent's Industrial Manual and News Reports;

(e) Mergent's Public Utility Manual and News Reports;

(f) Mergent's Transportation Manual and News Reports;

(g) Mergent's Municipal and Government Manual and News Reports;

(h) Mergent's International Manual and News Reports;

(i) Fitch's Individual Stock Bulletin;

(j) The OTCQX Market;

(k) The OTCQB Market; and

(l) Any other securities manual as determined in the discretion of the Commissioner to be a nationally recognized securities manual, which shall require the continuous disclosure by any issuer relying on such manual for the purpose of the registration exemption.

O.C.G.A. §§ 10-5-11, 10-5-70.

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