Florida Administrative Code
69 - DEPARTMENT OF FINANCIAL SERVICES
69W - Securities
Chapter 69W-700 - REGISTRATION OF SECURITIES
Section 69W-700.031 - Offer of Securities Prior to Registration

Universal Citation: FL Admin Code R 69W-700.031
Current through Reg. 50, No. 187; September 24, 2024

The provisions of Section 517.07, F.S., requiring compliance with the registration requirements of the Florida Securities and Investor Protection Act, if applicable, prior to the offer or sale of securities in Florida, shall not be deemed to prevent the use of a preliminary offering circular, if designated as such, which has been previously filed with the Office of Financial Regulation in connection with an application for registration of securities; provided, however, an offering circular which is substantially the same as the offering circular contained in the definitive registration statement accepted by the Office of Financial Regulation to accomplish filing requirements of such securities shall be supplied to the purchaser of such securities not later than the time of sale of the securities.

Rulemaking Authority 517.03(1) FS. Law Implemented 517.07 FS.

New 12-5-79, Formerly 3E-100.08, Amended 10-1-96, 10-20-97, Formerly 3E-100.008, Formerly 69W-100.008.

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