Florida Administrative Code
69 - DEPARTMENT OF FINANCIAL SERVICES
69W - Securities
Chapter 69W-700 - REGISTRATION OF SECURITIES
Section 69W-700.019 - Submission of Sales Reports
Universal Citation: FL Admin Code R 69W-700.019
Current through Reg. 50, No. 187; September 24, 2024
(1) Sales reports shall be submitted upon request to the Office of Financial Regulation for securities registered pursuant to section 517.081, F.S.
(2) When all sales have been consummated or it is the desire to discontinue an offering, notice shall be given to the Office of Financial Regulation so that it may close its files on this registration.
Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS.
New 9-20-82, Formerly 3E-20.18, 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.
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