Current through Reg. 50, No. 187; September 24, 2024
(1) Purpose. The
purpose of this rule is to set forth the criteria for placement on the
Disqualification List and removal from the list, as well as the
responsibilities of entities that report persons for inclusion on the
list.
(2) Definitions.In this rule,
the terms are defined as follows:
(a)
"Applicant" means a person who is applying for an initial athletic coaching,
temporary or professional certificate, as provided in subparagraph (1)(a)1. of
Rule 6A-4.0012, F.A.C.;
(b) "Clear and convincing evidence or
material" means evidence relied upon at hearing, or the material or information
relied upon in the absence of a hearing, such as videos, witness statements,
and admissions, is of such weight and credibility that they produce a firm
belief, without hesitancy of a fact;
(c) "Commissioner" means the Commissioner of
Education as set forth in Section
1001.10, F.S.;
(d) "Conviction" means an adjudication of
guilt by a court, after a determination of guilt by verdict or a plea of guilt;
as well as where a person is found guilty, plead guilty or plead nolo
contendere and adjudication of guilt is withheld;
(e) "Covered position" means a position held
by instructional personnel, administrative personnel and educational support
persons, as defined by Sections
1012.01(2), (3) and
(6), F.S., and as determined by the employing
school district, charter school or private scholarship school;
(f) "Department" means the Department of
Education;
(g) "Education Practices
Commission" (EPC) means the commission established under Section
1012.79, F.S.;
(h) "Educator certificate" means any
certificate awarded under Section
1012.55, F.S., and identified in
Rule 6A-4.002, F.A.C.;
(i) "Employment" or "employed" means any
person performing services in a covered position for a school district, charter
school or private scholarship school, regardless of whether the person is hired
and paid directly by the district, charter school or private scholarship
school, or hired and paid through a contract the school district, charter
school or private scholarship school has with a third party;
(j) "Private scholarship school" means a
school participating in an educational scholarship program established in
Chapter 1002, F.S.;
(k) "Reporting
entity" means the following entities that report a person for the
Disqualification List: a school district, charter school, private scholarship
school, the EPC and the Commissioner;
(l) "Resigned in lieu of termination" means
the voluntary separation or retirement by the employee after receiving any
notice, whether formal or informal, that the school district intends to dismiss
or seek removal of the employee for circumstances that constitute cause, or
resignation or retirement by the employee while under investigation for sexual
misconduct with a student;
(m)
"Separated due to termination" means termination of the employment relationship
by the school district for cause. It does not include non-renewal of a
professional, annual or probationary contract unrelated to cause, to a
workforce reduction or to another separation instituted by a school district
unrelated to cause; and
(n) "Sexual
misconduct with a student" means any behavior or act, whether physical, verbal
or electronic, by a person in a covered position with a prekindergarten through
12th grade student, regardless of the age or consent of the student, which is
intended to erotically stimulate either person or which is likely to cause such
stimulation. Examples of sexual misconduct with a student may include all of
the following conduct:
1. Making lewd or
lascivious remarks to a student or performing such acts in the presence of a
student;
2. Kissing a student,
intentionally touching a student's breast(s) or sexual organs, regardless of
whether the student is clothed;
3.
Sending, providing or exchanging nude or semi-nude pictures with a student or a
request for the same; and
4. Any
attempt to engage, or offer to engage, a student in any behavior or act which
would constitute sexual misconduct with a student, if
completed.
(3)
The Roles of the Department and Reporting Entities.
(a) The Disqualification List serves as an
employment screening resource for school districts, charter schools and private
scholarship schools, along with the Department's Teacher Certification Database
referenced in Section
1001.10(5),
F.S.
(b) It is the responsibility
of a reporting entity to:
1. Ensure that only
persons subject to the list as set forth in this rule are submitted to the
Department for placement on the Disqualification List;
2. Designate a person responsible for
providing information and responding to Department inquiries related to the
Disqualification List; and
3.
Provide written notice to any person submitted for inclusion on the
Disqualification List of the following statement:
ANY PERSON ON THE DISQUALIFICATION LIST MAINTAINED BY THE
FLORIDA DEPARTMENT OF EDUCATION UNDER SECTION
1001.10(4),
F.S., MAY NOT SERVE OR APPLY TO SERVE AS AN EMPLOYEE OR CONTRACTED PERSONNEL AT
A PUBLIC SCHOOL OR PRIVATE SCHOOL THAT PARTICIPATES IN A STATE SCHOLARSHIP
PROGRAM UNDER CHAPTER 1002, F.S. A PERSON WHO KNOWINGLY VIOLATES THIS PROVISION
COMMITS A FELONY OF THE THIRD DEGREE, PUNISHABLE AS PROVIDED IN SECTION
775.082, F.S., OR SECTION
775.083,
F.S.
(c) It is the
responsibility of the Department to:
1. Host
the site for the Disqualification List and serve as the administrator for the
list;
2. Notify reporting entities
of any additional information needed in order for the Department to include a
person on the list; and
3. Consider
requests for removal from the list in accordance with subsection (9) of this
rule.
(d) The Department,
as the List Administrator, will not reweigh the underlying facts which results
in placement of a person on the list as a result of action by a reporting
entity.
(4) Reporting
Requirements for Final Order or Report.
(a)
In order for a person to be included on the Disqualification List, reporting
entities must issue a final order or report as described in this subsection.
1. Where the reporting entity is a school
district, the EPC or the Commissioner, a final order, issued under the
provisions of Chapter 120, F.S., must be issued.
2. Where the reporting entity is a charter
school, in order to submit a person for inclusion on the Disqualification List,
the governing authority of the school must issue and maintain a written report
adopted in accordance with the procedures set forth in subsection (7) of this
rule.
3. Where the reporting entity
is a private scholarship school, in order to submit a person for inclusion on
the Disqualification List, the governing authority of the school must issue and
maintain a written report adopted in accordance with the procedures set forth
in subsection (6) of this rule.
(b) In order for a school district, charter
school or private scholarship school to report a person for inclusion on the
Disqualification List, the final order or report must include the following
information:
1. A determination that the
person is ineligible for employment with the entity;
2. This determination is based upon a
finding, supported by clear and convincing evidence or material, that the
person committed either sexual misconduct with a student, as defined by this
rule, or has been convicted, as defined by this rule, of one of the crimes
listed in Section 1012.315, F.S.; and
3. The sexual misconduct or crime occurred on
or after June 1, 2022, while the person was employed by the reporting entity in
a covered position.
(c)
In order for the Commissioner to report a person for inclusion on the
Disqualification List, the final order must include the following information:
1. The authority to own or operate a private
school in this state is permanently denied or revoked on or after June 1, 2022;
and
2. This action is based upon a
finding, supported by clear and convincing evidence or material, that the
person, while in the capacity of an owner or operator of an educational
institution, is operating or has operated an educational institution in a
manner contrary to the health, safety or welfare of the
public.
(d) In order for
the EPC to report a person who holds an educator certificate for inclusion on
the Disqualification List, the final order must include the following
information:
1. The ability of the person to
hold an educator certificate is permanently denied or revoked on or after June
1, 2022;
2. This penalty is based
upon a finding, supported by clear and convincing evidence or material, that
the person committed either sexual misconduct with a student, as defined by
this rule, or has been convicted, as defined by this rule, of one of the crimes
listed in Section 1012.315, F.S.; and
3. The sexual misconduct or crime occurred on
or after June 1, 2022.
(e) In order for the EPC to report a person
who is an applicant for an educator certificate, as defined in this rule, for
inclusion on the Disqualification List, the final order must include the
following information:
1. A determination that
the person is ineligible for an educator certificate, made on or after June 1,
2022; and
2. This determination is
based upon a finding, supported by clear and convincing evidence or material,
that the person committed either sexual misconduct with a student, as defined
by this rule, or has been convicted, as defined by this rule, of one of the
crimes listed in Section
1012.315,
F.S.
(5)
Reporting a Person for the Disqualification List.
(a) Reporting entities must report a person
to the Disqualification List within 48 hours of the date when the final order
or report referenced in subsection (4) is final and filed with the reporting
entity.
(b) In order to submit a
person for the Disqualification List, all reporting entities must utilize the
online reporting tool accessible at
http://fldoe.org/disqualificationlist
and provide the following information:
1. The
name, date of birth and last four numbers of the social security number of the
person to be included on the list;
2. The date and number of the final order or
report;
3. The information that
must be included in the final order or report, as set forth in paragraphs
(4)(b)-(e), of this rule; and
4.
Confirmation that the person was provided written notice of the consequence of
placement on the Disqualification List, as set forth in the capitalized
language found in subparagraph (3)(b)3. of this
rule.
(6)
Procedures Specific to Private Scholarship Schools. In order to ensure that any
person submitted for inclusion on the Disqualification List by a private
scholarship school receives a level of process comparable to persons submitted
by a school district, prior to submission of a person for the list, the school
or its governing authority must adopt procedures which, at a minimum, provide:
(a) Notice to the individual that the school
intends to submit the person for inclusion on the Disqualification
List;
(b) Notice of the opportunity
to contest the intended action and the procedures for doing so;
(c) The opportunity for a determination by a
neutral person where the intended action is contested;
(d) Issuance of a written report that
includes the information and findings which caused the person to be included on
the Disqualification List, as described in paragraph (4)(b) of this
rule;
(e) Notice to any individual
submitted for inclusion on the Disqualification List of the consequences of
inclusion on the list, as found in the capitalized language set forth in
subparagraph (3)(b)3. of this rule; and
(f) For permanently maintaining records
related to the determination to submit a person for inclusion on the
Disqualification List.
(7) Procedures Specific to Charter Schools.
In order to ensure that any person submitted for inclusion on the
Disqualification List by a charter school receives a level of process
comparable to persons submitted by a school district, prior to submission of a
person for the list, the school or its governing authority must adopt
procedures which, at a minimum, provide:
(a)
Notice to the individual that the school intends to submit the person for
inclusion on the Disqualification List;
(b) Notice of the opportunity to contest the
intended action and the procedures for doing so;
(c) The opportunity for a determination by a
neutral person where the intended action is contested;
(d) Issuance of a written report that
includes the information and findings which caused the person to be included on
the Disqualification List, as described in paragraph (4)(b) of this
rule;
(e) Notice to any individual
submitted for inclusion on the Disqualification List of the consequences of
inclusion on the list, as found in the capitalized language set forth in
subparagraph (3)(b)3. of this rule; and
(f) For permanently maintaining records
related to the determination to submit a person for inclusion on the
Disqualification List.
(8) Procedures Specific to School Districts -
Affidavit of Separation.
(a) When an employee
is "separated due to termination" as defined in paragraph (2)(m) in this rule
or when an employee "resigned in lieu of termination" as defined in paragraph
(2)(l) of this rule from a school district, the school district must complete
and maintain a form entitled, Affidavit of Separation from School District
Employment Due to Termination or Resignation in Lieu of Termination. This form
requires the following information:
1. The
separated employee's name, last four numbers of the social security number, and
the date of separation;
2. The type
of separation (separated due to termination or resigned in lieu of
termination);
3. Whether separation
is due to a report of sexual misconduct with a student by the separated
employee; and
4. Details
surrounding the separation.
(b) The requirement to complete an Affidavit
of Separation applies regardless of whether or not the person is submitted for
inclusion on the Disqualification List.
(9) Removal from Disqualification List. The
process for submitting, considering and ruling upon a request for removal from
the Disqualification List is set forth below.
(a) Submission of Removal Request. A request
for removal may be submitted by the person included on the list or the
reporting entity that submitted the person for the list and must:
1. Be in writing and submitted to the list
accessible at
http://fldoe.org/disqualificationlist;
2. Identify which paragraph of Section
1001.10(4)(c),
F.S., is relied upon for the request for removal and provide details
demonstrating the basis of removal;
3. Include a copy of the final order or
report which resulted in placement on the list and the current address of the
reporting entity or entities; and
4. Include certified or notarized documentary
evidence supporting the request.
(b) Consideration of Removal Request. Upon
receipt of a request for removal, the Department will:
1. Review the request for removal and notify
the requestor of any supplemental information or documentation needed in order
to process the request;
2. Provide
notice to entities that reported the person for inclusion on the list, of the
removal request; and
3. Provide a
written decision.
(c)
Department Decision on Removal Request.
1.
Requests under Section 1001.10(4)(c)1., F.S. (completed law enforcement
investigation), and Section 1001.10(4)(c)2., F.S. (mistaken identity). Where
the request demonstrates that grounds for removal as described in Section
1001.10(4)(c)1. or 2., F.S., exist, the Department will grant the request for
removal.
2. Requests under Section
1001.10(4)(c)3., F.S. Where the employing school district, charter school or
private scholarship school that submitted a person for inclusion on the
Disqualification List requests removal from the list, the Department will grant
the request when the request for removal demonstrates the following:
a. The person on the list is not ineligible
for employment as a result of a conviction of one of the crimes listed in
Section 1012.315, F.S., and is not under
law enforcement investigation for one of the crimes listed in Section
1012.315, F.S.;
b. A district or school intends to employ the
individual if the person is removed from the list; and
c. Good moral character and rehabilitation,
considering the circumstances surrounding the misconduct, the time period that
has elapsed since the misconduct, the nature of the harm to any victim, the
history of employment with the reporting entity and any other circumstances
relevant to character.
(10) Documents Incorporated by Reference. The
following documents are incorporated by reference and may be obtained at
http://fldoe.org/disqualificationlist:
(a) EPC Certification of Final Determination
of Eligibility for the Disqualification List - Educator Certificate Holder,
Form No. DQ-1a, effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14152),
and EPC Certification of Final Determination of Eligibility for the
Disqualification List - Educator Certificate Applicant, Form No. DQ-1b,
effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14153);
(b) School District Certification of Final
Determination of Eligibility for the Disqualification List, Form No. DQ-2,
effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14154);
(c) Charter School Certification of Final
Determination of Eligibility for the Disqualification List, Form No. DQ-3,
effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14155);
(d) Private Scholarship School Certification
of Final Determination of Eligibility for the Disqualification List, Form No.
DQ-4, effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14156);
(e) Commissioner of Education Certification
of Final Determination of Eligibility for the Disqualification List, Form No.
DQ-5, effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14157);
(f) Affidavit of Separation from School
District Employment Due to Termination or Resignation in Lieu of Termination,
Form No. DQ-6, effective June 1, 2022 (
http://www.flrules.org/Gateway/reference.asp?No=Ref-14158).
Rulemaking Authority
1001.02(1),
(2)(n),
1001.10(4)(d),
1012.31(2)(a)
FS. Law Implemented 1001.10(4)(b),
(c),
1012.31(2)(a)
FS.
New 6-1-22.