Current through Reg. 50, No. 187; September 24, 2024
(2) Definitions.
(a) Adjusted Facility Sq Ft - Component of
the Fair Rental Value System (FRVS) Calculation, the Minimum, Maximum, or
Actual Sq. Ft per bed, defined in Section 409.908(2)(b)1.g., Florida Statutes
(F.S.).
(b) Allowable Medicaid
Costs - Are defined in CMS Publication 15-1 chapter 21 under reasonable costs
and costs related and not related to patient care.
(c) Budget Neutrality Factor - Budget
neutrality multipliers shall be incorporated into the Prospective Payment
System (PPS) and exempt provider rate setting to ensure that total
reimbursement is as required through the General Appropriations Act. Quality
Incentive Payments, Direct Care Staffing and Ventilator add-ons, and the
Nursing Facility Quality Assessment are excluded.
(d) Depreciation Factor - Component of the
FRVS Calculation, referred to as Obsolescence Factor, defined in Section
409.908(2)(b)1.g., F.S.
(e) Direct
Care Cost Component - The direct patient care component shall include the
Medicaid allowable portion of salaries and benefits of direct care staff
providing nursing services including registered nurses, licensed practical
nurses, and certified nursing assistants who deliver care directly to residents
in the nursing facility, allowable therapy costs, and dietary costs adjusted
for inflation. Direct care staff does not include nursing administration,
Minimum Data Set (MDS) and care plan coordinators, staff development, infection
control preventionist, risk managers, and staffing coordinators. There shall be
no costs directly or indirectly allocated to the direct care component from a
home office or management company for staff who do not deliver care directly to
residents in the nursing facility.
(f) Equipment Cost - Component of the FRVS
Calculation, referred to as moveable equipment allowance, defined in Section
409.908(2)(b)1.g., F.S.
(g) Exempt
Providers - Pediatric, facilities operated by the Florida Department of
Veterans Affairs, and government-operated facilities are exempt from
reimbursement under the prospective payment methodology and shall be reimbursed
on a cost-based prospective payment system, in accordance with Section
409.908(2)(b)8., Florida Statutes (F.S.). Reimbursement of direct care,
indirect care, and operating costs are subject to reimbursement ceilings and
targets.
(h) Fair Rental Rate -
Component of the FRVS Calculation defined in Section 409.908(2)(b)1.g.,
F.S.
(i) Floors - Floors are
calculated for the direct care and indirect care cost components for each peer
group and are equal to the price times the floor percentage as defined in
Section 409.908(2)(b)1.c., F.S.
(j)
Floor Reduction - The difference between the floor and the provider's inflated
per day cost component, if a provider's cost is below the floor.
(k) Fair Rental Value System (FRVS) Rate - A
FRVS is used to reimburse providers for their facility related capital costs. A
provider must submit an FRVS survey to the Agency for Health Care
Administration (AHCA) using the electronic form and instructions on the Florida
Nursing Home: Fair Rental Value Survey web page. The survey information is used
to compute an adjusted age for each provider, based on the most recent survey
received by April 30 of each year for the subsequent rate period. The nursing
facility provider's FRVS survey will be used to calculate the rate for a future
rate period
(l) High Medicaid
Utilization and High Direct Patient Care Add-On - Providers who meet the
minimum Medicaid utilization and staffing criteria outlined in Section
409.908(2)(b)6., F.S. and have a prospective payment per diem rate that is
lower than their per diem rate effective September 1, 2016, shall receive the
lesser of a $20 per diem increase or a per diem increase sufficient to set
their rate equal to their September 1, 2016 rate.
(m) Indirect Care Cost Component - All other
allowable Medicaid patient care costs, that are not listed in the operating or
direct care components, are adjusted for inflation and shall be included in the
indirect patient care component.
(n) Land Allocation Percentage - Component of
the FRVS Calculation, referred to as Land Valuation, defined in Section
409.908(2)(b)1.g., F.S.
(o) Medians
- The mid-points of the inflated per diems for direct care, indirect care, and
operating cost components of all included providers in a peer group. Beginning
October 1, 2018 separate medians shall be calculated for operating, direct, and
indirect cost components based on the most recent cost reports received for the
September 2016 rate setting by the rate setting acceptance cut-off date, per
Section 409.908(2)(b)1.b., F.S. Beginning October 1, 2021 medians shall be
calculated based on the most recently finalized, audited cost report, every 4th
year.
(p) Medicaid Adjustment Rate
(MAR) - An add-on to the direct care and indirect care cost components of
exempt providers with greater than 50 percent Medicaid utilization.
(q) Medicaid Bad Debt - Amounts considered to
be uncollectible from accounts and notes receivable which are created or
acquired in providing services per CMS publication 15-1 chapter 3 section
302.1.
(r) Nursing Facility Quality
Assessment (NFQA) - An assessment imposed on each nursing facility provider
used to obtain Federal financial participation through the Medicaid program and
partially fund the quality incentive payment program for nursing facilities
that exceed quality benchmarks. The per diem Florida Medicaid share of the NFQA
is calculated as follows:
1. Total patient
days minus Medicare days (exclusive of Medicare Part A resident days) is equal
to total non-Medicare days.
2. The
product of total non-Medicare days, NFQA rate and Florida Medicaid days as a
percentage of total days is equal to the total NFQA Florida Medicaid
share.
3. Total NFQA Florida
Medicaid share divided by Florida Medicaid days is equal to the per diem
Florida Medicaid Share of the NFQA.
(s) Occupancy Percentage - Component of the
Fair Rental Value System (FRVS) Calculation, the Minimum Occupancy, defined in
Section 409.908(2)(b)1.g., F.S.
(t)
Offense - Full Quality Assessment Payment not received by the 20th day of the
next succeeding calendar month.
(u)
Operating Cost Component - The operating component shall include the costs for
medical records, plant operation, housekeeping, administration, Medicaid bad
debt and laundry and linen.
(v)
Quality Assessment Payment - Timely submission of one month's total number of
resident days and rendering of Quality Assessment Fee Payment equal to the
assessment rate times the reported number of days.
(w) Peer Group - Providers are divided into
two peer groups defined in section 409.908(2)(b)1.a., F.S.
(x) Price - The standardized rate for each
peer group that is calculated for the direct care, indirect care and operating
cost components as the median times the price percentage as defined in Section
409.908(2)(b)1.b., F.S.
(y) Quality
Incentive Payment - A provider is awarded points for process, outcome,
structural and credentialing measures using most recently reported data on May
31 of the rate period year. To qualify for a quality incentive payment, a
provider must meet the minimum threshold defined in Section 409.908(2)(b)1.f.,
F.S. The Quality Incentive budget is defined in Section 409.908(2)(b)1.e., F.S.
1. Process Measures - Includes Flu Vaccine,
Antipsychotic Medication, and Restraint quality metrics. For each rate period,
data to calculate these quality metrics is from the Medicare Nursing Home
Compare datasets using the most recent four quarter average available on May 31
of the rate period year. Providers are ranked based on the percentage of
residents who have, or do not have, a particular condition. Providers whose
fourth quarter measure score is at or above the 90th percentile for a
particular measure will be awarded 3 points, those scoring from the 75th up to
90th percentiles will be awarded 2 points, and those scoring from the 50th up
to 75th percentiles will receive 1 point. Providers who score below the 50th
percentile and achieve a 20 percent improvement from the previous year will
receive 0.5 points. The quality measure percentiles that are used to award the
points will be recalculated during rebase years starting October 2021 and every
subsequent 4th year. During non rebase years the quality measure percentiles
will be frozen.
2. Outcome Measures
- Includes Urinary Tract Infections, Pressure Ulcers, Falls, Incontinence, and
Decline in Activities of Daily Living quality metrics. Outcome Measures are
scored and percentiles are calculated using the same methodology as Process
Measures. Data to calculate these metrics is from the Medicare Nursing Home
Compare datasets.
3. Structure
Measures - Includes Direct Care Staffing from the Medicaid cost report received
by the rate setting cutoff date and Social Work and Activity Staff as reported
on CMS Facility Staffing Payroll-Based Journal data for the four most recent
quarters as of May 31 of the year in which the rate period begins. Structure
Measures are scored and percentiles are calculated using the same methodology
as Process Measures and Outcome Measures. Structure Measure percentiles are
recalculated annually.
4.
Credentialing Measures - Includes CMS Overall 5-Star, Florida Gold Seal, Joint
Commission Accreditation, and American Health Care Association National Quality
Award. Facilities assigned a rating of 3, 4, or 5 stars in the CMS 5- Star
program will receive 1, 3, or 5 points, respectively. For each rate period, the
CMS 5-Star Rating Measure will be calculated using the most recent overall
rating from the Star Ratings dataset from the Nursing Home Compare datasets
provided by CMS as of May 31 of the year in which the rate period begins.
Facilities that have either a Florida Gold Seal, Joint Commission
Accreditation, or the silver or gold American Health Care Association National
Quality Award on May 31 of the current year will be awarded 5 points.
Recipients of the Florida Gold Seal Award can be viewed on Florida Health
Finder website, recipients of the Joint Commission Accreditation can be viewed
on the Joint Commission website, and recipients of the American Health Care
Association National Quality Award can be viewed on the American Health Care
Association website.
(z)
Rate Period - October 1 - September 30.
(aa) Rate Setting Acceptance Cost Report
Cutoff Date - The cost report cutoff date is April 30, or the next business day
if April 30 falls on a weekend or State of Florida observed holiday, of the
year in which the rate period beings. A link to the Cost Report template Web
site can be found at
http://ahca.myflorida.com/Medicaid/cost_reim/ecr.shtml.
(bb) Rebase Rate Semester - Direct care,
indirect care, and operating cost components will be rebased beginning October
1, 2021 and every subsequent fourth year by using the most recently finalized,
audited cost report available by the rate setting acceptance cut-off
date.
(cc) Reimbursement Ceiling -
The upper rate limits, calculated based on all Medicaid Nursing Facility
providers, for operating, direct care, and indirect care components applicable
to exempt nursing facility providers in a peer group.
(dd) Reimbursement Targets - Provider
specific per diem limitations, for the operating and indirect care cost
components for exempt providers.
(ee) RSMeans Data - The industry-standard for
materials, labor, and equipment cost information database used by contractors
and other professionals to accurately estimate construction project
costs.
(ff) Subsequent Offense -
any offense within a period of five years preceding the most recent quality
assessment due date.
(gg) Unit Cost
Rate Increase - Effective July 1, 2020, a unit cost increase was established as
an equal percentage for each nursing home. For the period beginning on October
1, 2020, and ending on September 30, 2021, providers are reimbursed the greater
of their September 2016 cost-based rate plus the July 1, 2020, unit cost
increase or their prospective payment rate plus the July 1, 2020, unit cost
increase.
(hh) Ventilator
Supplemental Payment - Effective October 1, 2019, claims and encounter data
with diagnosis code Z99.11, dependence on respirator (ventilator) status, with
dates of service in the prior calendar year will be used to calculate the
ventilator supplemental payment. The sum of claims and encounters with
diagnosis code Z99.11 for the facility will be divided by annualized Medicaid
days from the most recently submitted cost report received by the Rate Setting
Acceptance Cost Report Cutoff Date, then multiplied by $200.00. The result will
be added to the rate setting per diem.
(4) Reimbursement
Methodology.
(a) PPS Calculation. The
calculation is as follows:
(Operating Price + Direct Care Price - Floor Reduction +
Indirect Care Price - Floor Reduction + FRVS Rate + Pass Through Payments) *
Budget Neutrality Factor + Quality Incentive Payment + Medicaid Share of NFQA +
Ventilator Supplemental Payment + High Medicaid Utilization and High Direct
Patient Care Add-On)) + Unit Cost Rate Increase
(b) Quality Incentive Payment Calculation.
The calculation is as follows:
Facility Annualized Medicaid Days/Average Annualized Medicaid
Days of All Facilities* Quality Points with Lower Limit/Sum of Total Points
Awarded to All Facilities * Total Quality Budget/Facility Annualized Medicaid
Days
(c) FRVS Calculation.
The calculation is as follows:
Building = Current Year RSMeans Cost Per Sq Ft * Adjusted
Facility Sq Ft * Zip Code Location Factor
Land = Building * Land Allocation Percentage
Undepreciated Value = Building + Land + Equipment
Depreciation = (Building + Equipment) * Depreciation Factor *
Facility Adjusted Age
FRVS Rate = (Undepreciated Value - Depreciation) * Fair
Rental Rate / (Occupancy Percentage * 365.25)
1. Current Year RSMeans Cost Per Sq Ft and
Zip Code Location Factor are defined in the latest Gordian Building
Construction Costs publication with RSMeans Data available on March 31 of the
year in which the rate period begins.
2. Facility Adjusted Age is calculated using
FRVS survey data.
(d)
Exempt Calculation. The calculation is as follows:
(Operating Cost Component + Direct Care Cost Component +
Indirect Care Cost Component + MAR + FRVS Rate + Pass Through Payments) *
Budget Neutrality Factor + Medicaid Share of NFQA + Unit Cost Rate
Increase
1. Exempt Providers rate
components will be limited to Reimbursement Targets and Reimbursement
Ceilings
(5)
NFQA
(a) Participating nursing facilities
shall use the Nursing Facility Quality Assessment form (only accepted
electronically), AHCA Form 5000-3549, Revised October 2013, incorporated by
reference, for the submission of its monthly quality assessment. This form can
be accessed at http://ahca.myflorida.com/QAF/index.shtml.
(b) Each facility shall report monthly to
AHCA its Quality Assessment Payment. Facilities are required to submit their
full Quality Assessment Payment no later than 20 days from the next succeeding
calendar month.
(c) Providers are
subject to the following monetary fines pursuant to Section
409.9082(7),
F.S., for failure to timely submit the Quality Assessment Payment:
1. For a facility's first offense, a fine of
$500 per day shall be imposed until the total number of resident days is
submitted and quality assessment is paid in full, but in no event shall the
fine exceed the amount of the quality assessment.
2. For any offense subsequent to a first
offense, a fine of $1, 000 per day shall be imposed until the total number of
resident days is submitted and Quality Assessment Payment is paid in full, but
in no event shall the fine exceed the amount of the quality
assessment.
3. In the event that a
provider fails to report their total number of resident days as defined in
Section 409.9082(1)(c),
F.S., by the 20th day of the next succeeding calendar month, the fines in
paragraphs (a)-(c), apply and the maximum amount of the fines shall be equal to
their last submitted quality assessment amount but in no event shall the total
fine exceed the amount of the quality assessment.
(d) In addition to the aforementioned fines,
providers are also subject to the non-monetary remedies enumerated in Section
409.9082(7),
F.S. Imposition of the non-monetary remedies by AHCA will be as follows:
1. For a third subsequent offense, AHCA will
withhold any medical assistance reimbursement payments until the assessment is
recovered.
2. For a fourth or
greater subsequent offense, AHCA will seek suspension or revocation of the
facility's license.
(e)
Sanctions for failure to timely submit a quality assessment are non-allowable
costs for reimbursement purposes and shall not be included in the provider's
Medicaid per diem rate.
(f) The
facility may amend any previously submitted quality assessment data, but in no
event may an amendment occur more than twelve months after the due date of the
assessment. The deadline for submitting an amended assessment shall not relieve
the facility from their obligation to pay any amount previously underpaid and
shall not waive AHCA's right to recoup any underpaid
assessments.
Rulemaking Authority 409.919, 409.9082 FS. Law Implemented
409.908, 409.9082, 409.913 FS.
New 7-1-85, Amended 10-1-85, Formerly 10C-7.482, Amended
7-1-86, 1-1-88, 3-26-90, 9-30-90, 12-17-90, 9-15-91, 3-26-92, 10-22-92,
4-13-93, 6-27-93, Formerly 10C-7.0482, Amended 4-10-94, 9-22-94, 5-22-95,
11-27-95, 11-6-97, 2-14-99, 10-17-99, 1-11-00, 4-24-00, 9-20-00, 11-20-01,
2-20-02, 7-14-02, 1-8-03, 6-11-03, 12-3-03, 2-16-04, 7-21-04, 10-12-04,
4-19-06, 7-1-06, 8-26-07, 2-12-08, 9-22-08, 3-3-10, 2-23-11, 5-3-12, 2-13-14,
1-19-15, 5-3-15, 7-17-16, 8-6-17, 3-25-18, 4-15-20,
9-14-21.