Current through Reg. 50, No. 187; September 24, 2024
In order to safeguard the health, safety and welfare of the
public and to maintain integrity and high standards of skill and practice in
the surveying and mapping profession, the rules of professional conduct
provided in this section shall be binding upon every licensee and on all firms
which offer or perform surveying and mapping services in Florida. Licensees
shall at all times be cognizant of the public that they serve and shall govern
themselves accordingly in the following professional matters:
(1) Fair Dealing in Professional
Relationships.
(a) Licensees shall act as
faithful agents of their clients in all professional matters.
(b) Licensees, whether or not under oath,
shall not be untruthful, deceptive, or misleading, including by omission, in
any professional report, oral or written statement, or testimony.
1. A professional report, statement or
testimony is false, fraudulent, deceptive or misleading if it: contains a
material misrepresentation of fact; omits the statement of any material fact
that is necessary to form a complete and accurate understanding of the
communication; or is intended or is likely to create an unjustified
expectation.
2. Examples of false,
fraudulent, deceptive or misleading statements include: a statement that a
licensee is a certified specialist in any area outside the licensee's field of
expertise; a statement that the licensee's education or experience in surveying
and mapping is greater than it actually is; a statement that the licensee's
involvement with a surveying and mapping project will be greater than it is
intended to be.
(c) The
licensee shall not make, publish or cause to be made or published, any
representation or statement concerning the professional qualifications of the
licensee, or those of any partner, associate, firm or organization of the
licensee, which is in any way misleading, or which tends to mislead the
recipient thereof, or the public, concerning education, experience,
specializations or other surveying and mapping qualifications.
(d) A licensee shall not, in the practice of
surveying and mapping or in any professional dealings, make, publish, or cause
to be made or published, any representation or statement about any competitor
or any other licensee which the licensee knows or should know is false and
which has or is intended to have the effect of injuring the reputation or
business of such other licensee.
(e) A licensee shall not express a
professional opinion that is factually insupportable or that is not based on
accepted surveying and mapping principles, or that misrepresents data and/or
its relative significance in any professional report, oral or written
statement, or testimony.
(f) A
licensee shall not violate any provisions of state or federal statutes
requiring qualifications-based selection of professional surveying and mapping
services; shall not knowingly aid or abet any other licensee in violating such
statutes; shall not participate in a qualifications-based selection process
that the licensee knows is not in compliance with federal or state statutes;
and shall not respond to or solicit requests that the licensee knows are in
violation of state or federal statutes.
(g) A licensee shall not knowingly permit the
publication or use of the licensee's data, reports, maps, or other professional
documents for unlawful purposes.
(h) Licensees may not use their surveying and
mapping expertise or their professional surveying and mapping status to commit
a crime.
(i) Licensees may not
knowingly associate with or permit the use of their names in a business venture
with any person or business entity which the licensee knows or should know is
engaging in unlawful, fraudulent or dishonest business or professional
practices.
(2) Conflicts
of Interest: Licensees shall avoid any professional conflicts of interest.
(a) When conflicts cannot be avoided,
licensees shall disclose to their employers and clients all known or potential
conflicts of interest or other circumstances that could influence or appear to
influence their professional judgment or the quality of their professional
services provided.
(b) Unless the
circumstances are fully disclosed and agreed to in writing by all interested
parties, a licensee shall not accept compensation, financial or otherwise, from
more than one party for services pertaining to the same project.
(c) Examples of professional conflicts of
interest include, but are not limited to:
1. A
government employee engaging in the private practice of surveying and mapping
on a project over which that person, as a government employee, has approval
authority.
2. A licensee soliciting
or accepting a professional contract from a governmental body on which that
licensee or a principal or officer of his/her business organization serves as a
member.
3. A licensee, serving as a
member, advisor, or employee of a governmental entity, who participates in its
decision to contract for professional services from a private business in which
that licensee is a principal or employee.
(d) Licensees may not offer any bribe,
commission or gift, either directly or indirectly, to obtain selection or
preferment for surveying and mapping employment.
1. An example of prohibited activity under
this subsection is a practice known as the "washout" survey, wherein a licensee
agrees to accept payment for a surveying and mapping service only upon the
contingency of a future event other than the completion of the survey and
map.
2. The activity prohibited by
this subsection does not pertain to the payment of a fee to a licensed
employment agency for securing salaried employment as a surveyor and
mapper.
(e) Licensees may
not solicit or accept gifts or gratuities directly or indirectly from
contractors, their agents or other parties dealing with the licensee's client
or employer in connection with work for which the licensee is
responsible.
(3)
Confidentiality: Whether or not a licensee and a client establish requirements
of confidentiality contractually, the licensee shall safeguard and preserve the
confidences and private information of the client and shall exercise reasonable
care to prevent unauthorized disclosure or use thereof by the licensee's
employees and associates, except:
(a) When
disclosure is made as a necessary part of performing the services for which the
client is employing or engaging the licensee.
(b) When licensee has obtained the consent of
the affected client or clients, employer or employers, current or former, but
only after full disclosure to them;
(c) When required by law or court
order;
(d) When necessary to
establish legal proof of licensee's relationship with such client or employer,
current or former, in a court action to recover salaries, fees or other
compensation due to the licensee as a result of the licensee's employment or
association with the client or employer, current or former;
(e) When necessary to defend the licensee or
the licensee's employees or associates in a legal action alleging wrongful
conduct;
(f) When there is
potential danger to the public's safety and well being and disclosure is
reasonably necessary to prevent harm to the public;
(g) When the disclosures were made to the
Board regarding other licensees or unlicensed individuals who may have violated
laws or rules relating to the practice of surveying and mapping;
(h) When the disclosures relate to illegal
conduct.
(4) Use of
Another Licensee's Product.
(a) Work completed
by one licensee (original licensee) cannot be adopted or reused by a different
licensee (successor licensee), except under the following circumstances:
1. With written consent of the original
licensee, or;
2. When the graphics
or data depicted on the survey are attributed to the licensee that was in
responsible charge of its production, or;
3. When the original licensee's field notes,
supporting documents and/or final product(s) are rightfully in the possession
of the successor licensee.
(b) Use of another licensee's work under any
circumstances does not exempt the user from compliance with the survey
requirements in Chapter 5J-17, F.A.C.
(5) Retention of Work Products.
(a) For each survey produced, all licensees,
except for those who do not have an ownership right to the work product, shall
maintain for a minimum of six years from the date of creation at least one copy
of all signed and sealed drawings, plans, specifications, plats, and reports as
well as one copy of all related calculations and field notes. Additionally, the
documented research of records and written notification regarding lack of
insurance shall be retained for a minimum of six years from the date of
creation. These records may be kept in hard copy or electronic or digital
format. Licensees shall provide these records to the Department and Board upon
request. The failure to do so shall constitute cause for discipline.
(b) Upon the discontinuance of the practice
of surveying and mapping, licensees shall ensure the safe storage and
reasonable accessibility to clients of all files and file materials for a
period of six years. The failure to do so shall constitute cause for
discipline.
(6) Signing
and Sealing.
(a) Licensees shall sign, date
and seal those final drawings, plans, specifications, plats or reports that
have been prepared or issued by the licensee and conform to the Standards of
Practice for professional surveyors and mappers as outlined in Chapter 5J-17,
F.A.C.
(b) Licensees shall not
affix their signatures or seals to any final drawings, plans, specifications,
plats or reports not prepared under their responsible charge.
(c) Licensees shall not affix a signature and
seal to any document depicting an area over which the licensee has insufficient
knowledge, education, experience, or familiarity.
(d) A licensee who allows another person to
forge a signature on a map or surveyor's report purported to be prepared under
the supervision of the licensee is guilty of
misconduct.
Rulemaking Authority 472.006(5), 472.027 FS. Law
Implemented 472.027, 472.033, 472.0337, 472.0351
FS.
New 5-11-15, Amended 11-13-17,
7-15-18.