6.2 Each applicant
for a permit to practice certified public accountancy pursuant to 24 Del.C.
§
107 must provide the Board with
the following:
6.2.1 A statement under oath or
other verification satisfactory to the Board that the applicant has not been
convicted of a crime that is substantially related to the practice of
accountancy as stated in subsection 12.1.
6.2.2 Evidence in a form satisfactory to the
Board that the applicant has successfully passed the Uniform Certified Public
Accountant Examination or its successor examination as established by the AICPA
and the NASBA.
6.2.2.1 Applications to take
the Certified Public Accountant Examination must be made on a form provided by
the Board or its designee and filed with the Board or its designee by a due
date specified by the Board or its designee in the application form.
6.2.2.2 An application will not be considered
filed until the application fee and examination fee required by this regulation
and all required supporting documents have been received, including proof of
identity as determined by the Board or its designee and specified on the
application form, official transcripts and proof that the applicant has
satisfied the education requirement.
6.2.2.3 An applicant who fails to appear for
the examination shall forfeit all fees charged for both the application and the
examination.
6.2.2.4 The Board or
its designee will forward notification of eligibility for the computer-based
examination to NASBA's National Candidate Database.
6.2.2.5 Eligible applicants shall be notified
of the time and place of the examination, or shall independently contact the
Board, the Board's designee or a test center operator to schedule the time and
place for the examination at an approved test site. Scheduling reexaminations
must be made in accordance with subsection 6.2.2.8.
6.2.2.6 The examination required by 24 Del.C.
§
107 shall test the knowledge and
skills required for performance as an entry-level certified public accountant.
The examination shall include the subject areas of accounting and auditing and
related knowledge and skills as the Board may require.
6.2.2.7 An applicant shall be required to
pass all test sections of the examination in order to qualify for a permit to
practice. The applicant must attain the uniform passing grade established
through a psychometrically acceptable standard-setting procedure and approved
by the Board.
6.2.2.8 An applicant
may take the required test sections individually and in any order. Credit for
any test section passed shall be valid for 30 months from the actual date the
applicant took that test section, without having to attain a minimum score on
any failed test section and without regard to whether the applicant has taken
other test sections.
6.2.2.8.1 Applicants must
pass all 4 test sections of the Uniform CPA Examination within a rolling
30-month period, which begins on the date that the first test section passed is
taken.
6.2.2.8.2 Applicants cannot
retake a failed test section in the same examination window. An examination
window refers to a specified time period (currently 3 months) in which
applicants have an opportunity to take the CPA examination.
6.2.2.8.3 If the Board determines the
examination changes necessary to eliminate the test window limitations have
been implemented, subsection 6.2.2.8.2 will no longer be effective, and
applicant can retake a test section once their grade for any previous attempt
of that same test section has been released.
6.2.2.8.4 In the event all 4 test sections of
the Uniform CPA Examination are not passed within the rolling 30-month period,
credit for any test section passed outside the 30-month period will expire and
that test section must be retaken.
6.2.2.9 An applicant shall retain credit for
any and all test sections of the examination passed as a candidate of another
state if such credit would have been given under then applicable requirements
in Delaware.
6.2.2.10 An applicant
shall be deemed to have passed the Uniform CPA Examination once the applicants
holds at the same time valid credit for passing each of the 4 test sections of
the examination. For purposes of this section, credit for passing a test
section of the computer-based examination is valid from the actual date of the
testing event for that test section, regardless of the date the applicant
actually receives notice of the passing grade.
6.2.2.11 Notwithstanding subsection 6.2.2.10,
the Board may in particular cases extend the term of credit validity upon a
showing that the credit was lost by reason of circumstances beyond the
applicant's control.
6.2.2.12 The
applicant shall, for each test section scheduled by the applicant to the Board
or its designee, pay a testing fee that includes the actual fees charged by the
AICPA, NASBA, and the test delivery service provider, as well as reasonable
application fees established by the State Board or its designee.
6.2.2.13 Cheating by an applicant in applying
for, taking or subsequent to the examination will be deemed to invalidate any
grade otherwise earned by an applicant on any test section of the examination,
and may warrant summary expulsion from the test site and disqualification from
taking the examination for a specified period of time.
6.2.2.14 For purposes of this regulation, the
following actions or attempted activities, among others, may be considered
cheating:
6.2.2.14.1 Falsifying or
misrepresenting educational credentials or other information required for
admission to the examination;
6.2.2.14.2 Communication between applicants
inside or outside the test site or copying another applicant's answers while
the examination is in progress;
6.2.2.14.3 Communication with others inside
or outside the test site while the examination is in progress;
6.2.2.14.4 Substitution of another person to
sit in the test site in the stead of an applicant;
6.2.2.14.5 Reference to crib sheets,
textbooks or other material or electronic media (other than that provided to
the applicant as part of the examination) inside or outside the test site while
the examination is in progress;
6.2.2.14.6 Violating the nondisclosure
prohibitions of the examination or aiding or abetting another in doing so, or
otherwise participating in the collection of Test Items for use, redistribution
or sale;
6.2.2.14.7 Retaking or
attempting to retake a test section by an individual holding a valid
certificate or permit to practice or by an applicant who has unexpired credit
for having already passed the same test section, unless the individual has been
directed to retake a test section pursuant to Board order or unless the
individual has been expressly authorized by the Board to participate in a
"secret shopper" program.
6.2.2.15 In any case where it appears that
cheating has occurred or is occurring, the Board or its representatives may
either summarily expel the applicant involved from the examination or move the
applicant to a position in the test center away from other examinees where the
applicant can be watched more closely.
6.2.2.16 In any case where the Board believes
that it has evidence that an applicant has cheated on the examination,
including those cases where the applicant has been expelled from the
examination, the Board shall conduct an investigation and may conduct a hearing
consistent with the requirements of the state's Administrative Procedures Act
following the examination session for the purpose of determining whether or not
there was cheating, and if so what remedy should be applied. In such
proceedings, the Board shall decide:
6.2.2.16.1 Whether the applicant shall be
given credit for any portion of the examination completed in that session;
and
6.2.2.16.2 Whether the
applicant shall be barred from taking the examination and if so, for what
period of time.
6.2.2.17
In any case where the Board or its representative permits an applicant to
continue taking the examination, it may depending on the circumstances:
6.2.2.17.1 Admonish the applicant;
6.2.2.17.2 Seat the applicant in a segregated
location for the rest of the examination;
6.2.2.17.3 Keep a record of the applicant's
seat location and identifying information, and the names and identifying
information of the applicants in close proximity of the applicant;
and
6.2.2.17.4 Notify the National
Candidate Database and the AICPA and the test center of the circumstances, so
that the applicant may be more closely monitored in future examination
sessions.
6.2.2.18 In any
case in which an applicant is refused credit for any test section of an
examination taken, disqualified from taking any test section, or barred from
taking the examination in the future, the Board will provide to the Board of
Accountancy of any other state to which the applicant may apply for the
examination information as to the Board's findings and actions taken.
6.2.2.19 Notwithstanding any other provisions
under this regulation, the Board or its designee may postpone scheduled
examinations, the release of grades, or the issuance of permits to practice due
to a breach of examination security; unauthorized acquisition or disclosure of
the contents of an examination; suspected or actual negligence, errors,
omissions, or irregularities in conducting an examination; or for any other
reasonable cause or unforeseen circumstance.
6.2.3 Evidence in a form satisfactory to the
Board that the applicant has successfully completed the AICPA self-study
program "Professional Ethics for CPAs," or its successor course, with a passing
grade within 10 years of the date of the application.
6.2.4 Evidence in a form satisfactory to the
Board that the applicant has completed at least 150 semester hours of college
education including a Baccalaureate Degree or a higher degree or met the
educational requirements of a state that was deemed to be substantially
equivalent as of January 1, 2009 and in which the applicant was a CPA
examination candidate and passed said exam. The total educational program shall
include a concentration in accounting.
6.2.4.1
The applicant also must, upon request, submit proof that the college or
university granting the degree was, at the time of the applicant's graduation,
accredited by the Middle States Commission on Higher Education or by another
comparable regional accrediting association. A degree granted by a college or
university not accredited at the time of applicant's graduation will not be
accepted. Graduates of non-United States (U.S.) degree programs will be
required to have their credentials evaluated by a credential evaluation service
acceptable to the Board, to determine equivalency to U.S. regional
accreditation.
6.2.4.2 The
concentration in accounting must be completed at an accredited college or
university and consist of at least 24 semester hours of courses in accounting
principles, intermediate accounting, cost accounting, tax, auditing, advanced
accounting, accounting information systems, and law. Courses in other business
subjects, such as banking, computer science, economics, finance, insurance,
management and marketing will not be accepted as accounting courses for this
purpose.
6.2.5 Evidence
in a form satisfactory to the Board that the applicant meets all of the
following experience requirements:
6.2.5.1
Experience may consist of providing any type of services or advice using
accounting, attest, compilation, management advisory, financial advisory, tax
or consulting skills.
6.2.5.2
Qualifying experience shall be verified by a United States certified public
accountant who at the time of supervision held a valid CPA permit to practice
from Delaware or a comparable license from another United States jurisdiction
and who supervised the applicant. The verification shall be
notarized.
6.2.5.3 Each applicant
must submit an affidavit from the applicant's supervisor for each employer with
whom qualifying experience is claimed, setting forth the dates of employment,
describing the nature of applicant's duties by area and affirming that the
applicant discharged their duties in a competent and professional manner. The
affidavit must be signed by the supervising certified public accountant and
notarized and include a statement indicating the jurisdiction of their
license.
6.2.5.4 Only experience
obtained after the conferring of the degree under which the candidate applies
shall be accepted. A "year" of qualifying experience shall consist of full or
part-time employment that extends over a period of no less than a year and no
more than 3 years and includes no fewer than 2,000 hours of performance of
services described in subsection 6.2.5.1.
6.2.6 A statement under oath or other
verification satisfactory to the Board that the applicant has not engaged in
any acts that would be grounds for discipline by the Board.
6.2.7 A certified statement from the
licensing authority, or comparable agency, that the applicant has no pending
disciplinary proceedings or complaints against him or her in each jurisdiction
where the applicant currently or previously held a permit to
practice.