Connecticut Administrative Code
Title 38a - Insurance Department
147 - Proxies, Consents and Authorizations of Domestic Stock Insurers
Section 38a-147-3 - Information statement

Unless proxies, consents or authorizations in respect of any class of equity security of a domestic insurer subject to section 38a-147-1 are solicited by or on behalf of the management of such insurer from the holders of record of such security prior to any annual or other meeting of such security holders, such insurer shall, in accordance with this regulation and the schedule thereunder, file with the insurance commissioner, hereafter referred to as commissioner, and transmit to all security holders of record information substantially equivalent to the information which would be required to be transmitted if a solicitation were made. Such insurer shall transmit a written information statement containing the information specified in subsection (d) of section 38a-147-5 to every security holder who is entitled to vote in regard to any matter to be acted upon at the meeting and from whom a proxy is not solicited on behalf of the management of the insurer, except that, in the case of a class of securities in unregistered or bearer form, such statement need be transmitted only to those security holders whose names and addresses are known to the insurer.