(a)
General notice.
(1) Every employer covered by the FMLA is
required to post and keep posted on its premises, in conspicuous places where
employees are employed, a notice explaining the Act's provisions and providing
information concerning the procedures for filing complaints of alleged
violations of section
31-51rr
of the Connecticut General Statutes with the Labor Department. The notice must
be posted prominently where it can be readily seen by employees and applicants
for employment. The poster and the text must be large enough to be easily read
and contain fully legible text. Electronic posting is sufficient to meet this
posting requirement as long as it otherwise meets the requirements of this
section. Employers can comply with this requirement by posting the notice
provided in Appendix B.
(2) Covered
employers must post this general notice even if no employees are eligible for
FMLA leave.
(3) If an FMLA-covered
employer has any eligible employees, it shall also provide this general notice
to each employee by including the notice in employee handbooks or other written
guidance to employees concerning employee benefits or leave rights, if such
written materials exist, or by distributing a copy of the general notice to
each new employee upon hiring. In either case, distribution may be accomplished
electronically.
(4) To meet the
requirements of subsection (a)(3) of this section, employers may duplicate the
text of the notice contained in Appendix B or may use another format so long as
the information provided includes, at a minimum, all of the information
contained in that notice. Where an employer's workforce is comprised of a
significant portion of workers who are not literate in English, the employer
shall provide the general notice in a language in which the employees are
literate. Employers furnishing FMLA notices to sensory-impaired individuals
must also comply with all applicable requirements under Federal or State
law.
(b)
Eligibility notice.
(1) When an
employee requests FMLA leave, or when the employer acquires knowledge that an
employee's leave may be for an FMLA-qualifying reason, the employer must notify
the employee of the employee's eligibility to take FMLA leave within five (5)
business days, absent extenuating circumstances. Employee eligibility is
determined and notice must be provided at the commencement of the first
instance of leave for each FMLA-qualifying reason in the applicable twelve
(12)-month period. All FMLA absences for the same qualifying reason are
considered a single leave and employee eligibility as to that reason for leave
does not change during the applicable twelve (12)-month period.
(2) The eligibility notice shall state
whether the employee is an eligible employee, as described in section
31-51rr-2(a) of
the Regulations of Connecticut State Agencies. If the employee is not eligible
for FMLA leave, the notice must state at least one reason why the employee is
not eligible, including as applicable the number of months the employee has
been employed by the employer, and the number of hours of service worked for
the employer during the twelve (12)-month period. Notification of eligibility
may be oral or in writing; employers may use the form referenced in Appendix A
to provide such notification to employees. The employer is obligated to
translate this notice in any situation in which it is obligated to do
so.
(3) If an employee provides
notice of a subsequent need for FMLA leave during the applicable twelve
(12)-month period due to a different FMLA-qualifying reason, and the employee's
eligibility status has not changed, no additional eligibility notice is
required. If, however, the employee's eligibility status has changed, such as
if the employee has worked less than nine hundred fifty (950) hours of service
for the employer in the twelve (12) months preceding the commencement of leave
for the subsequent qualifying reason, the employer must notify the employee of
the change in eligibility status within five (5) business days, absent
extenuating circumstances.
(c)
Rights and responsibilities
notice.
(1) Employers shall provide
written notice detailing the specific expectations and obligations of the
employee and explaining any consequences of a failure to meet these
obligations. The employer may use the form referenced in Appendix A. The
employer is obligated to translate this notice in any situation in which it is
obligated to do so. This notice shall be provided to the employee each time the
eligibility notice is provided pursuant to subsection (b) of this section. If
leave has already begun, the notice should be mailed to the employee's address
of record. Such specific notice must include, as appropriate:
(A) That the leave may be designated and
counted against the employee's annual FMLA leave entitlement if qualifying and
the applicable twelve (12)-month period for FMLA entitlement;
(B) Any requirements for the employee to
furnish certification of a serious health condition, serious injury or illness,
or qualifying exigency arising out of active duty or call to active duty
status, and the consequences of failing to do so;
(C) The employee's right to substitute paid
leave, whether the employer will require the substitution of paid leave, the
conditions related to any substitution, and the employee's entitlement to take
unpaid FMLA leave if the employee does not meet the conditions for paid
leave;
(D) Any requirement for the
employee to make any premium payments to maintain health benefits and the
arrangements for making such payments, and the possible consequences, such as
the circumstances under which coverage may lapse, of failure to make such
payments on a timely basis;
(E) The
employee's rights to maintenance of benefits during the FMLA leave and
restoration to the same or an equivalent job upon return from FMLA leave;
and
(F) The employee's potential
liability for payment of health insurance premiums paid by the employer during
the employee's unpaid FMLA leave if the employee fails to return to work after
taking FMLA leave.
(2)
The notice of rights and responsibilities may include other information, such
as whether the employer will require periodic reports of the employee's status
and intent to return to work, but is not required to do so.
(3) The notice of rights and responsibilities
may be accompanied by any required certification form.
(4) If the specific information provided by
the notice of rights and responsibilities changes, the employer shall, within
five (5) business days of receipt of the employee's first notice of need for
leave subsequent to any change, provide written notice referencing the prior
notice and setting forth any of the information in the notice of rights and
responsibilities that has changed. For example, if the initial leave period was
paid leave and the subsequent leave period would be unpaid leave, the employer
may need to give notice of the arrangements for making premium
payments.
(5) Employers are also
expected to responsively answer questions from employees concerning their
rights and responsibilities under the FMLA.
(6) A prototype notice of rights and
responsibilities is referenced in Appendix A; the prototype may be obtained
from the U.S. Department of Labor's website
. Employers may
adapt the prototype notice as appropriate to meet these notice requirements.
The notice of rights and responsibilities may be distributed electronically so
long as it otherwise meets the requirements of this section.
(d)
Designation
notice.
(1) The employer is responsible
in all circumstances for designating leave as FMLA-qualifying, and for giving
notice of the designation to the employee as provided in this section. When the
employer has enough information to determine whether the leave is being taken
for a FMLA-qualifying reason, such as after receiving a certification, the
employer must notify the employee whether the leave will be designated and will
be counted as FMLA leave within five (5) business days absent extenuating
circumstances. The employer may use the form referenced in Appendix A. Only one
notice of designation is required for each FMLA-qualifying reason per
applicable twelve (12)-month period, regardless of whether the leave taken due
to the qualifying reason will be a continuous block of leave or intermittent or
reduced schedule leave. If the employer determines that the leave will not be
designated as FMLA-qualifying, such as if the leave is not for a reason covered
by FMLA or the FMLA leave entitlement has been exhausted, the employer must
notify the employee of that determination. If the employer requires paid leave
to be substituted for unpaid FMLA leave, or that paid leave taken under an
existing leave plan be counted as FMLA leave, the employer must inform the
employee of this designation at the time of designating the FMLA
leave.
(2) If the employer has
sufficient information to designate the leave as FMLA leave immediately after
receiving notice of the employee's need for leave, the employer may provide the
employee with the designation notice at that time.
(3) If the employer will require the employee
to present a fitness-for-duty certification to be restored to employment, the
employer must provide notice of such requirement with the designation notice.
If the employer will require that the fitness-for-duty certification address
the employee's ability to perform the essential functions of the employee's
position, the employer must so indicate in the designation notice, and must
include a list of the essential functions of the employee's position. If the
employer handbook or other written documents, if any, describing the employer's
leave policies clearly provide that a fitness-for-duty certification will be
required in specific circumstances, such as by stating that fitness-for-duty
certification will be required in all cases of back injuries for employees in a
certain occupation, the employer is not required to provide written notice of
the requirement with the designation notice, but must provide oral notice no
later than with the designation notice.
(4) The designation notice must be in
writing. A prototype designation notice is referenced in Appendix A; the
prototype designation notice may be obtained from the U.S. Department of
Labor's website. If the leave is not designated as FMLA leave because it does
not meet the requirements of section
31-51rr
of the Connecticut General Statutes, the notice to the employee that the leave
is not designated as FMLA leave may be in the form of a simple written
statement.
(5) If the information
provided by the employer to the employee in the designation notice changes,
such as when the employee exhausts the FMLA leave entitlement, the employer
shall provide, within five (5) business days of receipt of the employee's first
notice of need for leave subsequent to any change, written notice of the
change.
(6) The employer must
notify the employee of the amount of leave counted against the employee's FMLA
leave entitlement. If the amount of leave needed is known at the time the
employer designates the leave as FMLA-qualifying, the employer must notify the
employee of the number of hours, days, or weeks that will be counted against
the employee's FMLA leave entitlement in the designation notice. If it is not
possible to provide the hours, days, or weeks that will be counted against the
employee's FMLA leave entitlement, such as in the case of unforeseeable
intermittent leave, then the employer must provide notice of the amount of
leave counted against the employee's FMLA leave entitlement upon the request by
the employee, but no more often than once in a thirty (30)-day period and only
if leave was taken in that period. The notice of the amount of leave counted
against the employee's FMLA entitlement may be oral or in writing. If such
notice is oral, it shall be confirmed in writing, no later than the following
payday, unless the payday is less than one week after the oral notice, in which
case the notice must be no later than the subsequent payday. Such written
notice may be in any form, including a notation on the employee's pay
stub.
(e)
Consequences of failing to provide notice. Failure to follow the
notice requirements set forth in this section may constitute an interference
with, restraint, or denial of the exercise of an employee's FMLA rights. An
employer may be liable for compensation and benefits lost by reason of the
violation, for other actual monetary losses sustained as a direct result of the
violation, and for appropriate equitable or other relief, including employment,
reinstatement, promotion, or any other relief tailored to the harm
suffered.