Current through Register Vol. 47, No. 17, September 10, 2024
2.1.
Registration Requirements for an Initial Developer's Certificate
A. If an Applicant is:
1. A corporation, a director or an authorized
officer must apply on behalf of said corporation.
2. A partnership or limited partnership, one
of the general partners must apply on behalf of the partnership or limited
partnership.
3. A joint owner of
the Subdivision, such owner may apply on behalf of all joint owners of such
Subdivision.
4. A limited liability
company, one of the managers or member-managers must apply on behalf of the
company.
5. With respect to any
other type of Developer that is other than a natural person, a person
authorized to act on behalf of such entity, as demonstrated by such documents
in a form satisfactory to the Commission, will apply on behalf of that
entity.
B. In addition to
section 12-10-503, C.R.S., the Applicant
for a Developer Certificate must provide the Commission with the following
information concerning each Subdivision to be registered:
1. The address or actual physical location of
each Subdivision from which sales are intended to be made;
2. Copies of a recorded deed or other
documents evidencing the Developer's title or other interest in the Subdivision
and a title commitment, policy or report, abstract and opinion, or other
evidence acceptable to the Commission documenting the condition of such title
or interest;
3. Sample copies of
the Consumer Agreement, notes, deeds, and other legal documents prepared by the
Developer or an attorney representing the Developer which are to be used to
effectuate the sale or lease of the Subdivision or any part thereof. The
Commission may disapprove the form of the documents submitted and may deny an
application for registration until such time as the Applicant submits such
documents in forms that are satisfactory to the Commission;
4. In compliance with section
12-10-503(3)(e),
C.R.S., a Developer registering a Subdivision that incorporates Time Share use
and is subject to one or more blanket encumbrances must submit to the
Commission a Nondisturbance Agreement by which the holder of each blanket
encumbrance against the Subdivision agrees that its rights in the Subdivision
will be subordinate to the rights of the time share use purchasers. From and
after the recording of a Nondisturbance Agreement, the holder of the blanket
encumbrance executing the same, such holder's successors and assigns, and any
person who acquires all or part of the Subdivision through the subject blanket
encumbrance, will take the property subject to the rights of the Time Share use
purchasers. Every Nondisturbance Agreement must contain the covenant of the
holder of the blanket encumbrance that such person or any other person
acquiring all or part of the Subdivision through such blanket encumbrance will
not use or cause the Subdivision to be used in a manner which would prevent the
Time Share use purchasers from using and occupying the Subdivision in a manner
contemplated by the Time Share use plan. Any other trust or escrow arrangement
which fully protects the Time Share use purchasers' interest in the Subdivision
as contemplated by section
12-10-503(3)(e),
C.R.S., may be approved by the Commission;
5. If the Developer is other than a natural
person, proof of formation and registration in accordance with state and local
requirements must accompany the Application; and
6. Copies of the recorded declaration of the
Subdivision.
C. Copies of
required information and disclosures as set forth in Rules 2.3 ., 2.4., 2.5.,
and 2.6. as applicable.
D.
Registration of Developers Regulated in Another State
Pursuant to section
12-10-503(1),
C.R.S., the Commission in its sole discretion may accept an Equivalency Filing
from a Developer as an application for a Developer Certificate. The Developer
may be deemed to have fully or partially satisfied, and be in compliance with,
sections 12-10-503(2) and
12-10-503(3),
C.R.S., and Rules 2.1, 2.3 ., 2.4 ., 2.5., 2.6., 4.2., and 4.3. as determined
by the Commission.
2.2. Addition of a Subdivision to an Existing
Developer Certificate
A Developer may add an additional Subdivision to an existing
Developer Certificate by completing the Division created supplemental
application and submitting the following information:
A. The Developer must provide the information
pursuant to section
12-10-503(3),
C.R.S., and Rules 2.1, 2.3., 2.4., 2.5., and 2.6. as applicable; or
B. In connection with an Equivalency Filing,
the Developer must provide the information that was required at time of initial
registration as set forth in Rule 2.1 (D). as applicable.
2.3. Copies of Written Disclosures
Pursuant to sections
12-10-506(6)(a),
C.R.S., and
12-10-506(7),
C.R.S., the Developer must supply the following information to the Commission
in addition to the required information set forth in Rule 2.1 and prior to
contracting with the public must disclose this information to prospective
purchasers in the Consumer Agreement or in a separate written disclosure
document:
A. The name and address of
the Developer and of the Subdivision lots or units.
B. An explanation of the type of ownership or
occupancy rights being offered.
C.
A general description of all facilities, amenities and accommodations. As
applicable for any uncompleted Subdivision, the Developer must also supply the
provisions for and the availability of legal access, roads, sewage disposal,
public utilities (including water, electricity, gas, internet and telephone)
and other promised facilities in the Subdivision. The disclosure must identify
and describe the specific amenities promised, the ownership of such amenities,
the projected completion date of any amenities not completed, a statement
setting forth the type of financial arrangements as set forth in Rule 2.10.A .,
and the allocation of the amenity expense among the Developer, the purchaser
and any third party.
D. In
compliance with section
12-10-505(1)(h),
C.R.S., a statement in bold print immediately prior to the purchaser's
signature line on the Consumer Agreement disclosing the rescission right
available to purchasers and that the rescission right cannot be waived; the
minimum allowable rescission period in Colorado is five (5) Days after
execution of the Consumer Agreement.
E. A general description of all judgments and
administrative orders issued against the seller, Developer, homeowners'
association or managing entity which are material to the Subdivision
development and operational plan.
F. Any taxes or assessments, existing or
proposed, to which the purchaser may be subject, or which are unpaid at the
time of contracting, including obligations to special taxing authorities or
districts.
G. A statement that
sales must be made by brokers licensed by the State of Colorado unless
specifically exempted pursuant to section
12-10-201(6)(b),
C.R.S.; the Consumer Agreement must disclose the name of the real estate
brokerage firm and the name of the broker establishing a brokerage relationship
with the Developer.
H. When a
separate document is used to make any of the disclosures as set forth in this
Rule and Rules 2.4 ., 2.5 ., and 2.6., this statement must appear in bold print
on the first page of the document and preceding the disclosure: "The
Colorado Real Estate Commission has not prepared or issued this document nor
has it passed on the merits of the subdivision described
herein.".
I. A statement
that all funds paid by the purchaser prior to delivery of the lease, deed or
other instrument purporting to convey any interest in the site, tract, lot,
divided or undivided interest from a Subdivision will be held in trust by the
licensed real estate broker named in the Consumer Agreement, or a clear
statement specifically setting forth who such funds will be delivered to, when
such delivery will occur, the use of said funds, and whether or not there is
any restriction on the use of such funds.
J. Where a deed is issued, a statement that,
immediately following the date of closing, the purchaser's deed will be
delivered to the appropriate county Clerk and Recorder's office for recording,
or a clear statement specifically setting forth when such delivery and
recording of the deed will occur; for the purposes of this Rule, the date of
closing is defined as the date the purchaser has either paid the full cash
purchase price or has made partial cash payment and executed a promissory note
or other evidence of indebtedness for the balance of the purchase price. A
statement that a title insurance policy will be delivered at no expense to the
purchaser within sixty (60) Days following recording of the deed or the
closing, whichever is earlier, unless specifically agreed to the contrary by
the parties in the contracting instrument.
K. A Consumer Agreement which requires the
execution of a promissory note or other evidence of indebtedness that accrues
interest or requires payments prior to the recording of a deed, will be deemed
to be an installment contract pursuant to section
12-10-503(3)(g),
C.R.S. where an installment contract is used:
1. A statement whether or not the purchaser's
deed is escrowed with an independent escrow agent and if so, the name and
address of the escrow agent;
2. The
amount of any existing encumbrance(s), the name and address of the
encumbrancer, and the conditions, if any, under which a purchaser may cure a
default caused by non-payment;
3. A
clear statement that a default on any underlying encumbrance(s) could result in
the loss of the purchaser's entire interest in the property;
4. A clear statement advising the purchaser
to record the installment contract; and
5. Pursuant to section
12-10-503(3)(e),
C.R.S., an agreement by which the holder of any blanket encumbrance against the
Subdivision agrees that its rights and the rights of its successors or assigns
in the Subdivision will be subordinate to the rights of purchasers, or any
other trust, escrow or release arrangement which fully protects the purchasers'
interest in the Subdivision.
2.4. Copies of Written Disclosures If the
Subdivision Has a Homeowners' or Similar Association
A. Whether membership in such association is
mandatory;
B. An estimate of
association dues and fees which are the responsibility of the purchaser and the
Developer, respectively;
C. A
description of the services and amenities provided by the
association;
D. Whether the
Developer has voting control of the association and the manner in which such
control can or will be transferred; and
E. Whether the Developer has any financial
interest in or will potentially derive any income or profit from such
association, including the Developer's right to borrow or authorize borrowing
from the association.
2.5. Copies of Written Disclosure If Time
Share Sales are to be Made from a Subdivision:
A. Information and disclosures as set forth
in Rules 2.3. and 2.4.;
B. A
description of the Time Share units including the number of Time Share units,
the length, type and number of Time Share interests in each unit, and the Time
Share periods constituting the Time Share plan;
C. The name and business address of the
managing entity appointed by the Developer or homeowners' association, a
description of the services that the managing entity will provide, a statement
as to whether the Developer has any financial interest in or will potentially
derive any income or profit from such managing entity, and the manner, if any,
by which the purchaser or Developer may change the managing entity or transfer
the control of the managing entity;
D. An estimate of the dues, maintenance fees,
real property taxes and similar periodic expenses which are the responsibility
of the purchaser and the Developer, respectively, and a general statement of
the conditions under which future charges, changes or additions may be imposed.
Such estimate must include a statement as to whether a maintenance reserve fund
has been or will be established; the manner in which such reserve fund is
financed; an accounting of any outstanding obligations either in favor of or
against the fund; the Developer's right to borrow or authorize borrowing from
the fund; and the method of periodic accounting which will be provided to the
purchaser;
E. A description of any
insurance coverage(s) provided for the benefit of Time Share owners;
F. A statement that mechanic's liens law may
authorize enforcement of the lien by selling the entire Time Share
unit;
G. A statement on whether the
Time Share interest is perpetual or for a term of years and, if for a term of
years, the length and expected termination date of the term;
H. A statement as to the effect a voluntary
sale, by the Developer to a third party, will have on the contractual rights of
Time Share owners;
I. A statement
that an involuntary transfer by bankruptcy of the Developer may have a negative
effect on the rights of the Time Share owners; and
J. A statement that a Federal or State tax
lien could be enforced against the developer by compelling the sale of the
entire Subdivision.
2.6.
Copies of Written Disclosures If Time Shares are to be Sold from a Subdivision
Which: Contains Two (2) or More Component Sites Situated at Different
Geographic Locations or Governed by Separate Sets of Declarations, By-Laws or
Equivalent Documents; and Does Not Include a Guaranteed, Recurring Right of Use
or Occupancy at a Single Component Site:
A.
For each component site, the information and disclosures as set forth in Rules
2.3., 2.4., and 2.5.;
B. A general
description of the Subdivision;
C.
A clear description in the Consumer Agreement of the interest and term of usage
being purchased and a definite date of termination of the purchaser's interest
in the Subdivision, which date will be not later than the termination date of
the Subdivision's interest in a specifically identified component
site;
D. A clear disclosure and
description of any component site which is not legally guaranteed to be
available for the purchaser's use for the full term of the purchaser's usage
interest;
E. The system and method
in place to assure maintenance of no more than a one- to-one ratio of
purchasers' use rights to the number of total use rights in the Subdivision for
each term of usage being offered for sale, including provisions for
compensation to purchasers resulting from destruction of a component site or
loss of use rights to any component site;
F. A description of the system or program by
which a purchaser obtains a recurring right to use and occupy accommodations
and facilities in any component site through use of a reservation system or
otherwise, including any restrictions on such rights or any method by which a
purchaser is denied an equal right with all other users to obtain the use of
any accommodation in the Subdivision;
G. A description of the management and
ownership of such reservation system or program, whether through the Developer,
a homeowners' association, a club or otherwise, including the purchaser's
direct or indirect ownership interest or rights of control in such reservation
system;
H. Whether the Developer,
club or association which controls the reservation system or any other person
has or is granted any interest in unsold, non-reserved or unused use rights and
whether the Developer, club, association or other person may employ such rights
to compete with purchasers for use of accommodations in the Subdivision or any
component site and, if so, the nature and specifics of those rights, including
the circumstances under which they may be employed;
I. The method and frequency of accounting for
any income derived from unsold, non-reserved or unused use rights in which the
purchaser, either directly or indirectly, has an interest;
J. The system and method in place, including
business interruption insurance or bonding, to provide secure back-up or
replacement of the reservation system in the event of interruption,
discontinuance or failure;
K. The
amount and details of any component site, reservation system or other periodic
expense required to be paid by a purchaser, the name of the person or entity to
which such payments will be made, and the method by which the purchaser will
receive a regular periodic accounting for such payments;
L. If component site expenses are included in
those periodic payments made by a purchaser, a statement for each component
site from the homeowners' association or other responsible entity acknowledging
that payment of such expenses as taxes, insurance, dues and assessments are
current and are being made in the name of the Subdivision;
M. Evidence that an escrow system with an
independent escrow agent is in place for receipt and disbursement of all moneys
collected from purchasers that are necessary to pay such expenses as taxes,
insurance and common expenses and assessments owing to component site
homeowners' associations or others, or a clear description of the method by
which such funds will be paid, collected, held, disbursed and accounted
for;
N. A clear statement as to
whether a purchaser's rights, interests or terms of usage for any component
site within the Subdivision can subsequently be modified from those terms
originally represented and a description of the method by which such
modification may occur;
O. If the
Subdivision documents allow additions or substitutions of accommodations or
component sites, a clear description of the purchaser's rights and obligations
concerning such additions or substitutions and the method by which such
additions or substitutions will comply with the provisions of this rule;
and
P. A clear description of any
existing incidental benefits or amenities which are available to the purchaser
at the time of sale but to which the purchaser has no guaranteed right of
recurring use or enjoyment during the purchaser's full term of interest in the
Subdivision.
2.7. Invalid
Payment
If the Fees accompanying any Application made to the
Commission are paid for by check and the check is not immediately paid upon
presentment to the bank upon which the check was drawn, or if payment is
submitted in any other manner and payment is denied, rescinded or returned as
invalid, the application will be deemed incomplete and canceled. The
application may be reinstated only at the discretion of the Commission and upon
full payment of any Fees together with payment of the fee required by state
fiscal rules for the clerical services necessary for reinstatement.
2.8. Review of Application for
Completeness
If the Commission requires additional information, the
Commission will give written notice of the information so required and will
allow an additional sixty (60) Days to present such material before denial of
the application, which period may be extended only upon a showing of good
cause.
2.9. Issuance of a
Developer Certificate or the Addition of a Subdivision
The Commission will issue or deny registration of a Developer
Certificate or approve or deny the addition of a Subdivision within sixty (60)
Days from the date of receipt of the Deemed Complete application by the
Commission.
2.10. Offering
Reservations during the Pendency of the Application
A. Pursuant to section
12-10-502(2),
C.R.S., where a Developer receives cash or receivables from a purchaser for an
uncompleted Subdivision, the Commission will register such Developer only
after:
1. The Developer deposits in an escrow
account, with an independent escrow agent, all funds and receivables received
from purchasers, or
2. The
Developer obtains a letter of credit or bond payable to an independent escrow
agent, payment or performance bond, or establishes any other financial
arrangement acceptable to the Commission, the purpose of which is to ensure
completion of Subdivision accommodations and facilities and to protect the
purchaser's interest in the Subdivision accommodations and
facilities.
B. All
approvals for the use of Reservation Agreements issued as set forth in this
rule will expire on December 31 following the date of issuance.