Current through Register Vol. 47, No. 17, September 10, 2024
This Rule is promulgated pursuant to sections
12-20-204,
12-100-105(1)(b),
12-100-108, and
12-100-111, C.R.S.
A.
GENERAL PROVISIONS
1. An applicant must complete and submit an
application with applicable fees as prescribed by the Board or its
designee.
2. Education, training,
or experience gained in military service as outlined in section
12-20-202(4),
C.R.S., will be accepted towards satisfying the requirements for certification
upon presentation of evidence deemed satisfactory to the Board that the
education, training, or experience meets the standards otherwise applicable at
the time of receipt of the application. The applicant must provide timely and
complete evidence for review and consideration. The Board will consider the
evidence on a case-by-case basis.
3. Individuals granted a certificate who
issue attest or compilation reports must enroll in a peer review program within
thirty days following the date the Board grants the initial certificate,
pursuant to Rule 1.11 of these Rules.
4. A certificate holder may engage in the
practice of public accounting as a sole proprietor.
5. A certificate holder (including a sole
proprietor) must register any form of partnership, professional corporation, or
limited liability company as provided in Rule 1.15 before he can hold out or
engage through that legal entity in any activity for which an active or valid
certificate or registration is required under section
12-100-116(1),
C.R.S.
6. Upon issuance,
certificates and certificate holders are subject to the certificate
maintenance, Continuing Professional Education, and other requirements
described in Rules 1.9 and 1.10 and all of these Rules.
B.
GENERAL CERTIFICATION
REQUIREMENTS
1. An applicant has met
the requirements necessary for certification if he has:
a. Met the minimum education requirements as
described in Rule 1.5;
b. Taken and
passed the Uniform CPA Examination;
c. Taken the AICPA Ethics course and passed
the AICPA Ethics Examination with a score of ninety percent or better within
two years immediately preceding the application receipt date; and
d. Met the experience requirements described
in Rule 1.7.
2. The
applicant must complete two hours of CR&R within six months after the date
the Board grants the initial certificate. CR&R completed within the six
months immediately preceding the date the Board grants the initial certificate
will satisfy this requirement.
a. CR&R
completed within the six months immediately preceding the date the Board grants
the initial certificate will satisfy this requirement. CR&R that is not
completed within the six months preceding or after that date will not satisfy
this requirement, but it may count towards general CPE credit, if it otherwise
satisfies the requirements of Rule 1.9(G).
b. CR&R courses completed under this
requirement may satisfy the CR&R requirement under paragraph (2)(b) of Rule
1.9(G).
c. CR&R completed
pursuant to this subsection (B)(2) of this Rule may be counted toward general
CPE requirements.
C.
EXAMINATION MORE THAN 10 YEARS PRIOR
TO THE CERTIFICATION APPLICATION DATE
1. If an applicant applies for licensure with
examination scores obtained more than ten years prior to the application
receipt date, in addition to satisfying the requirements of Rule 1.8(B), the
applicant must:
a. Complete eighty hours of
CPE within the two years immediately preceding the application receipt date. No
education in personal development, as defined by the fields of study, may be
counted toward the eighty hours; or,
b. Provide the Board proof of experience as
described in Rule 1.7 obtained within the five years immediately preceding the
application receipt date.
D.
VERIFICATION OF EXAM SCORES FOR
CERTIFICATION
If examination scores cannot be verified through the Board's
records or the records of the Board's designee, the Board may require the
applicant to qualify and sit for the examination again prior to applying for
licensure.
E.
RECIPROCITY REQUIREMENTS
1. The
Board may issue a certificate to an applicant who holds an active certificate
or license issued by another state or the federal government, or who holds a
military occupational specialty, as defined in section
24-4-201, C.R.S., provided the
applicant:
a. Possessed the requirements
necessary for issuance of a certificate in Colorado on the date that the
applicant's certificate or license was issued by the other state, the applicant
meets the Substantial Equivalency requirements defined in Rule 1.4, or the
applicant submits proof that he or she has held for at least one year a current
and valid certificate or license in another jurisdiction with a scope of
practice that is substantially similar to the scope of practice as specified in
Article 100 of Title
12, C.R.S.;
b. Provides verification that he holds an
active certificate or license issued by another state; and
c. Attests to having completed
Professional Ethics: The American Institute of Certified
Public Accountants Comprehensive Course (for Licensure) or subsequently named
course and all CPE required by the other state as of the application receipt
date.
2. The applicant
must complete two hours of CR&R within six months following the date the
Board grants the initial certificate. CR&R completed within the six months
immediately preceding the date the Board grants the initial Certification will
satisfy this requirement.
3. An
applicant who holds a certificate or license issued by another state or the
federal government based upon passage of the examination but who does not hold
a certificate or license to practice is not eligible for reciprocity through
that certificate or license.
4. The
Board may rely on NASBA, the AICPA, and other professional bodies deemed
acceptable to the Board in determining whether an applicant meets the
requirements of this Rule 1.8(E).
F.
INTERNATIONAL APPLICANTS- MUTUAL
RECOGNITION AGREEMENT (MRA)
1. The
Board recognizes the IQAB, a joint body of NASBA and the AICPA, which is
charged with:
a. Evaluating the professional
credentialing process of CPAs, or their equivalents, from other countries;
and
b. Negotiating principles of
reciprocity agreements with the appropriate professional and governmental
organizations of other countries seeking recognition as having requirements
substantially equivalent to the requirements for the U.S. CPA
certificate.
2. The
Board may issue a certificate to an individual holding an active certificate or
designation from an organization that has entered into a MRA with the IQAB,
provided that the applicant has:
a. Passed the
International Qualifications Examination (IQEX) or the Examination;
b. Has one year of work experience in
accordance with the requirements of Rule 1.7; and
c. Completed the AICPA Ethics course and
passed the AICPA Ethics Examination with a score of ninety percent or better
within two years immediately preceding the application receipt date.
3. The applicant must complete two
hours of CR&R within six months following the date the Board grants the
initial certificate. CR&R completed within the six months immediately
preceding the date the Board grants the initial certification will satisfy this
requirement.
G.
INTERNATIONAL APPLICANTS- NO MUTUAL RECOGNITION AGREEMENT (MRA)
1. If the applicant holds a certificate or
designation from an organization that has not entered into a MRA with the IQAB,
the Board may issue a certificate, provided that:
a. The applicant meets the requirements in
Rule 1.8(B); and
b. The Board may
require that the applicant provide an education evaluation pursuant to Rule
1.5(B)(4).