California Code of Regulations
Title 4 - Business Regulations
Division 9.6 - California Debt and Investment Advisory Commission
Chapter 1 - General Provisions
Article 7 - Reporting Statements Regarding Non-Public Sales of Debt
Section 6060 - Reporting Statements Regarding Non-Public Sales of Refunding Bonds

Universal Citation: 4 CA Code of Regs 6060

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

The written statement sent to the Commission pursuant to Government Code section 53583(c)(2)(B) shall include the following.

(a) Issuer name.

(b) Sale date.

(c) Principal amount.

(d) Reasons for the determination to use a Private Sale instead of a Public Sale method.

(e) The name of the person providing the written statement, the person's telephone number, and the person's firm or agency name and address.

1. New article 7 (sections 6060-6062) and section filed 2-28-2017; operative 4-1-2017 (Register 2017, No. 9).

Note: Authority cited: Section 8855(e), Government Code. Reference: Section 53583(c)(2)(B), Government Code.

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