California Code of Regulations
Title 4 - Business Regulations
Division 18 - California Gambling Control Commission
Chapter 2 - Licenses and Work Permits
Article 2 - Initial and Renewal Licenses and Work Permits
Section 12120 - Findings of Suitability Associated with a Tribal Compact
Applications for findings of suitability received pursuant to Tribal-State gaming compact section 6.5.6 and comparable sections of new or amended compacts for Tribal gaming employees in key employee positions, Tribal gaming resource suppliers and financial sources, will be processed as initial or renewal licenses consistent with Section 12040. As identified by the Tribes' licensing requirements under Tribal-State gaming compact section 6.4.7(iv) and comparable sections of newer or amended compacts, the Commission will not require an application for a finding of suitability from shareholders of a gaming resource supplier or financial source who own ten percent or less of a corporation. Applicants pursuant to this section are not responsible for any fees necessary for the completion of the Request for Live Scan Service, as referred to in subsection (d) of Section 12112.
1. New
article 3 (section 12120) and section filed 11-19-2001 as an emergency;
operative 11-19-2001 (Register 2001, No. 47). A Certificate of Compliance must
be transmitted to OAL by 3-19-2002 or emergency language will be repealed by
operation of law on the following day.
2. New article 3 (section
12120) and section refiled 3-19-2002 as an emergency; operative 3-19-2002
(Register 2002, No. 12). A Certificate of Compliance must be transmitted to OAL
by 7-17-2002 or emergency language will be repealed by operation of law on the
following day.
3. New article 3 (section 12120) and section refiled
7-1-2002 as an emergency; operative 7-1-2002 (Register 2002, No. 27). A
Certificate of Compliance must be transmitted to OAL by 10-29-2002 or emergency
language will be repealed by operation of law on the following
day.
4. Certificate of Compliance as to 7-1-2002 order, including
repealer and new article 3 heading, renumbering of former section 12120 to new
section 12130 and renumbering and amendment
of former section
12102 to section 12120, transmitted
to OAL 10-29-2002 and filed 12-12-2002 (Register 2002, No. 50).
5.
Change without regulatory effect amending section and NOTE filed 6-26-2003
pursuant to section
100, title 1, California Code of
Regulations (Register 2003, No. 26).
6. Change without regulatory
effect amending subsection (a) filed 8-8-2008 pursuant to section
100, title 1, California Code of
Regulations (Register 2008, No. 32).
7. Change without regulatory
effect amending subsections (c)-(f) filed 6-3-2013 pursuant to section
100, title 1, California Code of
Regulations; operative 7-1-2013 in accordance with Governor's Reorganization
Plan No. 2 of 2012 (Register 2013, No. 23).
8. Change without
regulatory effect amending NOTE filed 1-8-2018 pursuant to section
100, title 1, California Code of
Regulations (Register 2018, No. 2).
9. Relocation and amendment of
article 3 heading from preceding section 12120 to precede section
12122 and repealer and new section
filed 12-12-2020; operative 1-1-2021 pursuant to Government Code section
11343.4(b)
(Register 2020, No. 51). Filing deadline specified in Government Code section
11349.3(a)
extended 60 calendar days pursuant to Executive Order N-40-20.
10.
Amendment filed 9-1-2022; operative 9-1-2022 pursuant to Government Code
section
11343.4(b)(3)
(Register 2022, No. 35).
Note: Authority cited: Sections 19823, 19824, 19840 and 19841, Business and Professions Code. Reference: Section 19841, Business and Professions Code; and Section 12012.25, Government Code.
