Current through Register 2024 Notice Reg. No. 38, September 20, 2024
(a)
Definitions. For the purposes of sections
95480 through
95503, the definitions in Health
and Safety Code sections
39010
through
39060
shall apply, except as otherwise specified in this section or sections
95482 through
95503:
(1) "Account Administrator" means the person
who can establish and activate user accounts for the reporting party
organization as well as upload data (but not necessarily "submit" reports) into
the LRT-CBTS. Account administrators with "signatory authority" may submit
Quarterly and Annual Reports; initiate and view all credit transfers and credit
transfer activity; access the Credit Balance ledger for the organization; and
select/authorize broker(s) to represent them.
(2) "Advanced Credits" means LCFS base
electricity credits that are issued prior to the quarter in which
credit-generating transactions have occurred. Advanced credits can only be sold
via the Credit Clearance Market, and only retired for the purpose of meeting
compliance obligation.
(3)
"Advanced Credit Window" is the six-year period during which advanced credits
can be issued and after which base credit issuances will be adjusted to account
for advanced credits.
(4) "Adverse
Validation Statement" and "Adverse Verification Statement" means a statement
rendered by a verification body attesting that:
(1) the verification body cannot say, with
reasonable assurance, that the reported value is free of a material
misstatement, or
(2) the data
submitted contain one or more correctable errors, or
(3) both, and thus is not in conformance with
the requirement to fix such errors pursuant to section
95501(b)(6). This
definition applies to Adverse Validation Statements for fuel pathway
applications and Adverse Verification Statements for Annual Fuel Pathway
Reports, Quarterly Fuel Transactions Reports, Crude Oil Quarterly and Annual
Volumes Reports, Low-Complexity/Low-Energy-Use Refinery Reports, and Project
Reports. "Material misstatement" for each type of report is assessed pursuant
to sections
95501(b)(9) through
(11).
(5) "AEZ-EF Model" means the Agro-Ecological
Zone Emissions Factor model (December 31, 2014), posted at
http://www.arb.ca.gov/fuels/lcfs/lcfs_meetings/lcfs_meetings.htm
and available for download at
http://www.arb.ca.gov/fuels/lcfs/lcfs_meetings/aez-ef_model_v52.xlsm, which is
incorporated herein by reference.
(6) "Aggregated Transaction Indicator" means
an identifier for reported transactions that are a result of an aggregation or
summing of more than one transaction in the LRT-CBTS. An entry of 'True'
indicates that multiple transactions have been aggregated and are reported with
a single Transaction Number. An entry of 'False' means that the transaction
record results from one fuel transaction reported as a single Transaction
Number.
(7) "Alternative Fuel"
means any transportation fuel that is not CaRFG or a diesel fuel, including
those fuels specified in section
95482(a)(3) through
(a)(13).
(8) "Alternative Jet Fuel" means a drop-in
fuel, made from petroleum or non-petroleum sources, which can be blended and
used with conventional petroleum jet fuels without the need to modify aircraft
engines and existing fuel distribution infrastructure.
(9) "Animal Fat" means the inedible fat that
originates from a rendering facility as a product of rendering the by-products
from meat processing facilities including animal parts, fat and bone. "Yellow
grease" must be reported under an applicable animal fat pathway if evidence is
not provided to the verifier or CARB to confirm the quantity that is animal fat
and the quantity that is used cooking oil.
(10) "Application" means the type of vehicle
where the fuel is consumed in terms of LDV/MDV for light-duty
vehicle/medium-duty vehicle or HDV for heavy-duty vehicle.
(11) "Aviation Gasoline" means a complex
mixture of volatile hydrocarbons, with or without additives, suitably blended
to be used in aviation engines.
(12) "Avoided Cost Calculator" means the
Excel-based spreadsheet model (May 2018) produced by Energy and Environmental
Economics, Inc. (E3) for use in demand-side cost-effectiveness proceedings at
the California Public Utilities Commission (CPUC), which is incorporated herein
by reference, and is available for download at
http://www.cpuc.ca.gov/General.aspx?id=5267.
(13) "Battery Electric Vehicle (BEV)" means
any vehicle that operates solely by use of a battery or battery pack, or that
is powered primarily through the use of an electric battery or battery pack but
uses a flywheel or capacitor that stores energy produced by the electric motor
or through regenerative braking to assist in vehicle operation.
(14) "Biodiesel" means a fuel as defined in
California Code of Regulations, title 4, section
4140(a).
(15) "Biodiesel Blend" means biodiesel
blended with CARB diesel.
(16)
"Biogas" means the raw gaseous mixture comprised primarily of methane and
carbon dioxide and derived from sources, including but not limited to, the
anaerobic decomposition of organic matter in a landfill, lagoon, or constructed
reactor (digester). Biogas often contains a number of other impurities, such as
hydrogen sulfide, and it cannot be directly injected into natural gas pipelines
or combusted in most natural-gas-fueled vehicles. It can be used as a fuel in
boilers and engines to produce electrical power. The biogas can be refined to
produce near-pure methane, which is sold as biomethane.
(17) "Bio-CNG" means biomethane which has
been compressed to CNG. Bio-CNG has equivalent performance characteristics when
compared to fossil CNG.
(18)
"Bio-LNG" means biomethane which has been compressed and liquefied into LNG.
Bio-LNG has equivalent performance characteristics when compared to fossil
LNG.
(19) "Bio-L-CNG" means
biomethane which has been compressed, liquefied, re-gasified, and re-compressed
into L-CNG, and has performance characteristics at least equivalent to fossil
L-CNG.
(20) "Biomass" means
non-fossilized and biodegradable organic material originating from plants,
animals, or micro-organisms, including: products, by-products, residues and
waste from agriculture, forestry, and related industries; the non-fossilized
and biodegradable organic fractions of industrial and municipal wastes; and
gases and liquids recovered from the decomposition of non-fossilized and
biodegradable organic material.
(21) "Biomass-based Diesel" means a biodiesel
or a renewable diesel.
(22)
"Biomethane" means methane derived from biogas, or synthetic natural gas
derived from renewable resources, including the organic portion of municipal
solid waste, which has been upgraded to meet standards for injection to a
natural gas common carrier pipeline, or for use in natural gas vehicles,
natural gas equipment, or production of renewable hydrogen. Biomethane contains
all of the environmental attributes associated with biogas and can also be
referred to as renewable natural gas.
(23) "Blendstock" means a component that is
either used alone or is blended with another component(s) to produce a finished
fuel used in a motor vehicle. Each blendstock corresponds to a fuel pathway in
the California-modified Greenhouse Gases, Regulated Emissions, and Energy use
in Transportation version 3.0 (CA-GREET 3.0) model, (August 13, 2018), which is
incorporated herein by reference. A blendstock that is used directly as a
transportation fuel in a vehicle is considered a finished fuel.
(24) "Brown Grease" means an emulsion of fat,
oil, grease, solids, and water separated from wastewater in a grease
interceptor (grease trap) and collected for use as a fuel feedstock. Brown
grease must be reported under an applicable used cooking oil (UCO) pathway,
i.e., reported as "unprocessed UCO" only if evidence is provided to the
verifier or CARB to confirm that it has not been processed prior to receipt by
the fuel production facility.
(25)
"Business Partner" refers to the counterparty in a specific transaction
involving the fuel reporting entity. This can be either the buyer or the seller
of fuel.
(26) "Carbon Intensity
(CI)" means the quantity of life cycle greenhouse gas emissions, per unit of
fuel energy, expressed in grams of carbon dioxide equivalent per megajoule
(gCO2e/MJ).
(27) "Cargo Handling Equipment" means any
off-road, self-propelled vehicle or equipment, other than yard trucks, used at
a port or intermodal rail yard to lift or move container, bulk, or liquid cargo
carried by ship, train, or another vehicle, or used to perform maintenance and
repair activities that are routinely scheduled or that are due to predictable
process upsets. Equipment includes, but is not limited to, rubber-tired gantry
cranes, top handlers, side handlers, reach stackers, loaders, aerial lifts,
excavators, tractors, and dozers.
(28) "CHAdeMO Connector" means a connector
and communication protocol for vehicle DC charging initially developed in Japan
during 2005-2009. It was first adopted into international standards IEC
61851-23/24 and IEC 62196-3 in 2014 and then into USA standard IEEE 2030.1.1 in
2015. Further updates to the protocol are managed by the CHAdeMO
Association.
(29) "Clean Fuel
Reward" is a statewide program established by EDUs to provide a reduction in
price on new light duty EV purchases or leases in California. The Clean Fuel
Reward is funded exclusively through LCFS proceeds generated by EDUs from
electricity fuel.
(30) "Compressed
Natural Gas (CNG)" means natural gas that has been compressed to a pressure
greater than ambient pressure.
(31)
"Conflict of Interest" means a situation in which, because of financial or
other activities or relationships with other persons or organizations, a person
or body is unable, or potentially unable, to render an impartial validation or
verification statement on a potential client's LCFS data report, or the person
or body's objectivity in performing validation or verification services is, or
might be, otherwise compromised.
(32) "Contract Description Code" means the
alphanumeric code assigned by an exchange to a particular exchange product that
differentiates the product from others traded on the exchange.
(33) "Conventional Jet Fuel" means aviation
turbine fuel including Commercial and Military Jet Fuel. Commercial Jet Fuel
includes products known as Jet A, Jet A-1, and Jet B. Military Jet Fuel
includes products known as JP-5 and JP-8.
(34) "Correctable Errors" means one or more
errors that result from a nonconformance with this subarticle and are
identified by the verification team as errors that affect data subject to
validation or verification as specified in section
95500. Differences that, in the
professional judgment of the verification team, are the result of differing but
reasonable methods of truncation or rounding or averaging, where a specific
procedure is not prescribed by this subarticle, are not considered
errors.
(35) "Credit Generator"
means a fuel reporting entity or a project operator that generates LCFS credit
in the LCFS program.
(36) "Credits"
and "Deficits" mean the units of measure used for determining a regulated
entity's compliance with the average carbon intensity requirements in section
95484. Credits and deficits are
denominated in units of metric tons of carbon dioxide equivalent
(CO2e), and are calculated pursuant to sections
95486.1(a), (c),
95486.2(a)(5) and
(b)(5),
95489 and
95490.
(37) "Day" means a calendar day unless
otherwise specified as a business day.
(38) "Deficit Generator" means a fuel
reporting entity who generates deficits in the LCFS program.
(39) "Diesel Fuel" (also called conventional
diesel fuel) has the same meaning as specified in California Code of
Regulations, title 13, section
2281(b).
(40) "Direct Current Fast Charging" means
charging an electric vehicle at 50 kW and higher using direct
current.
(41) "Disadvantaged
Communities" means communities that are defined by California Health and Safety
Code section
39711(a)
that are identified based on geographic, socioeconomic, public health, and
environmental hazard criteria, and may include, but are not limited to, either
of the following:
(1) areas
disproportionately affected by environmental pollution and other hazards that
can lead to negative public health effects, exposure, or environmental
degradation or
(2) areas with
concentrations of people that are of low-income, high unemployment, low levels
of homeownership, high rent burden, sensitive populations, or low levels of
educational attainment.
(42) "Distiller's Corn Oil" has the same
meaning as "Technical Corn Oil."
(43) "Distiller's Sorghum Oil" has the same
meaning as "Technical Sorghum Oil."
(44) "Drayage Trucks" means vehicles as
defined in California Code of Regulations, title 13, section
2027(c).
(45) "E100," also known as "Denatured Fuel
Ethanol," means nominally anhydrous ethyl alcohol.
(46) "Electrical Distribution Utility" means
an entity that owns or operates an electrical distribution system, including:
(A) a public utility as defined in the Public
Utilities Code section
216
(referred to as an Investor Owned Utility, or IOU); or
1. "Large Investor-owned Utility" means an
IOU with annual load served equal to or more than 10,000 Gigawatt-hours (GWh)
in 2017;
2. "Medium Investor-owned
Utility" means an IOU with annual load served of less than 10,000 GWh and equal
to or more than 700 GWh in 2017;
3.
"Small Investor-owned Utility" means an IOU with annual load served equal to or
less than 700 GWh in 2017.
or
(B) a local publicly-owned electric utility
(POU) as defined in Public Utilities Code section
224.3;
1. "Large Publicly-owned Utility" means a
California POU with annual load served equal to or more than 10,000
Gigawatt-hours (GWh) in 2017;
2.
"Medium Publicly-owned Utility" means a California POU with annual load served
of less than 10,000 GWh and equal to or more than 700 GWh in 2017;
3. "Small Publicly-owned Utility" means a
California POU with annual load served of less than 700 GWh in 2017.
or
(C) an Electrical Cooperative (COOP) as
defined in Public Utilities Code section
2776.
(47) "Electric Cargo Handling Equipment
(eCHE)" means cargo handling equipment using electricity as the fuel.
(48) "Electric Power for Ocean-going Vessel
(eOGV)" means shore power provided to an ocean going vessel at-berth.
(49) "Electric Transport Refrigeration Units
(eTRU)" means refrigeration systems powered by electricity designed to
refrigerate or heat perishable products that are transported in various
containers, including semi-trailers, truck vans, shipping containers, and rail
cars.
(50) "Electric Vehicle (EV),"
for purposes of this regulation, refers to Battery Electric Vehicles (BEVs) and
Plug-In Hybrid Electric Vehicles (PHEVs).
(51) "Energy Economy Ratio (EER)" means the
dimensionless value that represents the efficiency of a fuel as used in a
powertrain as compared to a reference fuel used in the same powertrain. EERs
are often a comparison of miles per gasoline gallon equivalent (mpge) between
two fuels. EERs for fixed guideway systems are based on MJ/number of
passenger-miles.
(52)
"Environmental Attribute" means greenhouse gas emission reduction recognition
in any form, including verified emission reductions, voluntary emission
reductions, offsets, allowances, credits, avoided compliance costs, emission
rights and authorizations under any law or regulation, or any emission
reduction registry, trading system, or reporting or reduction program for
greenhouse gas emissions that is established, certified, maintained, or
recognized by any international, governmental, or non-governmental
agency.
(53) "Executive Officer"
means the Executive Officer of the California Air Resources Board, or his or
her delegate.
(54) "Exchange" means
a central marketplace with established rules and regulations where buyers and
sellers meet to conduct trades.
(55) "Export" means transportation fuel
reported in the LRT-CBTS program that is subsequently delivered outside of
California and not used for transportation in California.
(56) "Feedstock First Collection Point" means
the facility that aggregates and stores or treats feedstock materials collected
from a point of origin. The first collection point may be upstream of the fuel
production facility, or, if feedstocks are transported to the fuel production
facility directly from the point of origin, the first collection point is the
fuel production facility.
(57)
"Feedstock Transport Mode" means the applicable combination of actual delivery
methods and the distance through which the feedstock was transported to any
intermediate entities and ending at a fuel production facility. The fuel
pathway holder and any entity reporting the fuel must demonstrate that the
actual feedstock transport mode and distance conforms to the stated mode and
distance in the certified pathway.
(58) "Final Distribution Facility" means the
stationary finished fuel transfer point from which the finished fuel is
transferred into the cargo tank truck, pipeline, or other delivery vessel for
delivery to the facility at which the finished fuel will be dispensed into
motor vehicles.
(59) "Finished
Fuel" means a fuel that is used directly in a vehicle for transportation
purposes without requiring additional chemical or physical
processing.
(60) "First Fuel
Reporting Entity" means the first entity responsible for reporting in the
LRT-CBTS for a given amount of fuel. This entity initially holds the status as
the fuel reporting entity and the credit or deficit generator for this fuel
amount, but may transfer either status pursuant to sections
95483 or
95483.1.
(61) "Fish Oil" means the fat that originates
from fish processing operations as a product of rendering fat from residual
fish parts.
(62) "Fixed Guideway
System" means a system of public transit electric vehicles that can operate
only on its own guideway (directly operated, or DO), or through overhead or
underground electricity supply constructed specifically for that purpose, such
as light rail, heavy rail, cable car, street car, and trolley bus.
(63) "Fossil CNG" means CNG that is derived
solely from petroleum or fossil sources, such as oil fields and coal
beds.
(64) "Fossil LNG" means LNG
that is derived solely from petroleum or fossil sources, such as oil fields and
coal beds.
(65) "Fossil L-CNG"
means L-CNG that is derived solely from petroleum or fossil sources, such as
oil fields and coal beds.
(66)
"Fuel Pathway" means, for a particular finished fuel, the collective set of
processes, operations, parameters, conditions, locations, and technologies
throughout all stages that CARB considers appropriate to account for in the
system boundary of a complete well-to-wheel analysis of that fuel's life cycle
greenhouse gas emissions.
(67)
"Fuel Pathway Applicant" refers to an entity that has registered in the
Alternative Fuel Portal pursuant to section
95483.2 and has submitted an
application including all required documents and attestations in support of the
application requesting a certified fuel pathway.
(68) "Fuel Pathway Code" means the identifier
in the LRT-CBTS that applies to a specific fuel pathway certified pursuant to
sections 95488 through
95488.10.
(69) "Fuel Pathway Holder" means a fuel
pathway applicant that has received a certified fuel pathway carbon intensity
based on site-specific data, including a Provisional fuel pathway.
(70) "Fuel Production Facility" means the
facility at which the fuel is produced. "Fuel Production facility" means, with
respect to biomethane to vehicle fuel pathways, a facility at which fuel is
upgraded, purified, or processed to meet standards for injection to a natural
gas common carrier pipeline or for use in natural gas vehicles.
(71) "Fuel Reporting Entity" means an entity
that is required to report fuel transactions in the LRT-CBTS pursuant to
section 95483 or
95483.1. Fuel reporting entity
refers to the first fuel reporting entity and to any entity to whom the
reporting entity status is passed for a given quantity of fuel.
(72) "Fuel Transport Mode" means the
applicable combination of actual fuel delivery methods, such as truck routes,
rail lines, pipelines, and any other fuel distribution methods, and the
distance through which the fuel was transported under contract from the entity
that generated or produced the fuel, to any intermediate entities, and ending
at the fuel blender, producer, importer, or provider in California. The fuel
pathway holder and any entity reporting the fuel must demonstrate that the
actual fuel transport mode and distance conforms to the stated mode and
distance in the certified pathway.
(73) "Green Tariff" means a program in which
a retail seller of electricity offers its customers an opportunity to purchase
electricity sourced from low-carbon intensity energy resources. This includes
the Green Tariff Shared Renewables program established pursuant to California
Senate Bill 43 (2013) and defined under the California Public Utilities Code
sections
2831-
2833.
(74) "GTAP" or "GTAP Model" means the Global
Trade Analysis Project Model (December 2014), which is incorporated herein by
reference, and is a software available for download at
https://www.gtap.agecon.purdue.edu/resources/res_display.asp?RecordlD=4577.
(75) "Heavy-Duty Vehicle" means a vehicle
that is rated at or greater than 14,001 pounds gross vehicle weight rating
(GVWR).
(76) "Holdback Credits"
means the portion of base residential EV charging credits issued to an EDU that
are not contributed by the EDU to the Clean Fuel Reward program.
(77) "Home Fueling" means the dispensing of
fuel by use of a fueling appliance that is located on or within a residential
property with access limited to a single household.
(78) "Hybrid Electric Vehicle (HEV)" means
any vehicle that can draw propulsion energy from both of the following
on-vehicle sources of stored energy:
1) a
consumable fuel, and
2) an energy
storage device, such as a battery, capacitor, or flywheel.
(79) "Hydrogen Station Capacity Evaluator" or
"HySCapE" means a tool developed by the National Renewable Energy Laboratory to
determine the dispensing capacity of a hydrogen station, HySCapE Version 1.0
(August 13, 2018), which is incorporated herein by reference and available at
http://www.arb.ca.gov/fuels/lcfs/lcfs.htm.
(80) "Import" means to bring a product from
outside California into California.
(81) "Importer" means the person who owns the
transportation fuel or blendstock, in the transportation equipment that held or
carried the product, at the point the fuel entered California. For purposes of
this definition, "transportation equipment" includes, but is not limited to,
rail cars, cargo tanker trucks, and pipelines.
(82) "Independent Reviewer" means an
accredited lead verifier, within a verification body, who (A) has not
participated in conducting the LCFS validation or verification services for the
client for the current application period or reporting period, and (B) provides
an independent review of findings and services rendered to the client as
required in section
95501. The independent reviewer is
not required to meet the additional specified competency requirements in
sections 95502(c)(4) and
95502(c)(5) that
the verification team leader must meet.
(83) "Ineligible Specified Source Feedstock"
means a feedstock specified in section
95488.8(g)(1)(A)
that does not meet the chain-of-custody documentation requirements specified in
section 95488.8(g)(1)(B).
(84) "Intermediate Calculated Value" means a
value that is used in the calculation of a reported value but does not by
itself meet the reporting requirement under section
95491.
(85) "Intermediate Facility" means a facility
in a fuel supply chain, which is not the fuel production facility, that
contributes site-specific data for determination of a fuel pathway carbon
intensity. Intermediate facilities produce components of a fuel or intermediate
chemical that may be further processed into a fuel. This term includes
feedstock-processing facilities.
(86) "LCFS Credit Broker" is a person
registered in the LRT-CBTS specifically to facilitate the transfer of LCFS
credits between LRT-CBTS accounts.
(87) "Lead Verifier" means a person who has
met all the requirements in section
95502 and who may act as either
(A) the lead verifier of a verification team providing validation or
verification services, or (B) as a lead verifier providing an independent
review of validation or verification services rendered.
(88) "Life Cycle Greenhouse Gas Emissions"
means the aggregate quantity of greenhouse gas emissions (including direct
emissions and significant indirect emissions, such as significant emissions
from land use changes), as determined by the Executive Officer, related to the
full fuel life cycle, including all stages of fuel and feedstock production and
distribution, from feedstock generation or extraction through the distribution
and delivery and use of the finished fuel to the ultimate consumer, where the
mass values for all greenhouse gases are adjusted to account for their relative
global warming potential.
(89)
"Light-Duty Vehicle" and "Medium-Duty Vehicle" mean a vehicle category that
includes both light-duty (LDV) and medium-duty vehicles (MDV).
(A) "LDV" means a vehicle that is rated at
8,500 pounds or less GVWR.
(B)
"MDV" means a vehicle that is rated between 8,501 and 14,000 pounds
GVWR.
(90) "Liquefied
Compressed Natural Gas (L-CNG)" means LNG that has been liquefied and
transported to a dispensing station where it was then re-gasified and
compressed to a pressure greater than ambient pressure.
(91) "Liquefied Natural Gas (LNG)" means
natural gas that has been liquefied.
(92) "Liquefied petroleum gas (LPG or
propane)" has the same meaning as defined in Vehicle Code section
380.
(93) "Load-Serving Entity" means any entity
that (A) sells or provides electricity to end users located in California, or
(B) generates electricity at one site and consumes electricity at another site
that is in California and that is owned or controlled by the company. A
load-serving entity does not include the owner or operator of a
co-generator.
(94) "Low-Carbon
Intensity (Low-CI) Electricity" means any electricity that is determined to
have a carbon intensity that is less than the average grid electricity for the
region, including but not limited to an "eligible renewable energy resource" as
defined in Public Utilities Code sections
399.11-
399.36
under the California Renewables Portfolio Standard Program.
(95) "Low-Complexity/Low-Energy-Use Refinery"
means a refinery that meets both of the following criteria:
(A) A Modified Nelson Complexity Score equal
to or less than 5 as calculated in section
95489(d)(1)(A).
(B) Total annual energy use equal to or less
than 5 million MMBtu as calculated in section
95489(d)(1)(B).
(96) "Low-Income Communities" means census
tracts with median household incomes at or below 80 percent of the statewide
median income or with median household incomes at or below the threshold
designated as low income by the Department of Housing and Community
Development's list of state income limits adopted pursuant to Health and Safety
Code section
50093.
(97) "Mandatory Reporting Regulation" or
"MRR" means CARB's Regulation for the Mandatory Reporting of Greenhouse Gas
Emissions as set forth in title 17, California Code of Regulations, chapter 1,
subchapter 10, article 2 (commencing with section
95100).
(98) "Material Misstatement of Operational
Carbon Intensity" means any discrepancy, omission, or misreporting, or
aggregation of the three, identified in the course of verification services
that leads a verification team to believe that the reported operational CI
(gCO2e/MJ) contains one or more errors that,
individually or collectively, result in an overstatement or understatement more
than 5 percent of the reported operational CI, or 2
gCO2e/MJ, whichever absolute value expressed in
gCO2e/MJ is greater. Material misstatement is calculated
separately for each operational CI. All correctable errors identified must be
fixed prior to the completion of the verification services to receive a
positive or qualified positive verification statement.
(99) "Material Misstatement of
Low-Complexity/Low-Energy-Use (LC/LEU) Refinery Data" means any discrepancy,
omission, or misreporting, or aggregation of the three, identified in the
course of LC/LEU refinery report verification services that leads a
verification team to believe that a LC/LEU Refinery Report contains one or more
errors that, individually or collectively, result in an overstatement greater
than 5 percent of the regulated entity's annual sum of quarterly reported
volumes of CARBOB or diesel produced from crude oil. Discrepancies, omissions,
or misreporting, or an aggregation of the three, that result in an
understatement of the annual sum of quarterly reported volumes of CARBOB or
diesel produced from crude oil submitted in the LC/LEU Refinery Report is not a
LC/LEU refinery data material misstatement. Material misstatement is calculated
separately, pursuant to section
95501(b)(11), for
the annual volume of CARBOB production from crude oil and for the annual volume
of diesel production from crude oil. All correctable errors identified must be
fixed prior to the completion of the verification services to receive a
positive or qualified positive verification statement.
(100) "Material Misstatement of Project Data"
means a discrepancy, omission, misreporting, or aggregation of the three,
identified in the course of project verification services that leads a
verification team to believe that a Project Report contains one or more errors
that, individually or collectively, result in an overstatement greater than 5
percent of the regulated entity's reported total greenhouse gas emission
reductions. Discrepancies, omissions, or misreporting, or an aggregation of the
three, which result in an understatement of total reported greenhouse gas
emission reductions in the Project Report, is not a project material
misstatement. Material misstatement is calculated separately, pursuant to
section 95501(b)(10), for
each Project Report. All correctable errors identified must be fixed prior to
the completion of the verification services to receive a positive or qualified
positive verification statement.
(101) "Material Misstatement of Quarterly
Fuel Quantity" means any discrepancy, omission, or misreporting, or aggregation
of the three, identified in the course of validation or verification services
that leads a verification team to believe that the regulated entity's reported
fuel quantity per fuel pathway code per quarter contains one or more errors
that, individually or collectively, result in an overstatement or
understatement greater than 5 percent. Material misstatement is calculated
separately, pursuant to section
95501(b)(9), for
each quarterly fuel quantity per fuel pathway code. All correctable errors
identified must be fixed prior to the completion of the verification services
to receive a positive or qualified positive verification statement.
(102) "Modified Nelson Complexity Score"
means a Nelson Complexity Score that is calculated without including lube oil
and asphalt capacity, as set forth in section
95489(d)(1)(A).
(103) "Motor Vehicle" has the same meaning as
defined in section
415 of the
Vehicle Code.
(104) "Multi-fuel
Vehicle" means a vehicle that uses two or more distinct fuels for its
operation. A multi-fuel vehicle (also called a vehicle operating in
blended-mode) includes a bi-fuel vehicle and can have two or more fueling ports
onboard the vehicle. A fueling port can be an electrical plug or a receptacle
for liquid or gaseous fuel. For example, most plug-in hybrid electric vehicles
use both electricity and gasoline as the fuel source and can be "refueled"
using two separately distinct fueling ports.
(105) "Multi-family Residence" means a
dwelling unit in a building that consists of at least four condominium dwelling
units or at least three apartment dwelling units in which each unit shares a
floor or ceiling on at least one side.
(106) "Natural Gas" means a mixture of
gaseous hydrocarbons and other compounds, with at least 80 percent methane (by
volume), and typically sold or distributed by utilities, such as any utility
company regulated by the California Public Utilities Commission.
(107) "Nelson Complexity Score" means the
commonly used industry measure of a refinery's ability to convert crude oils to
finished fuels, taking into consideration the complexity of the technologies
incorporated within the process and related capacities as compared to crude
distillation.
(108)
"Nonconformance" means the failure to use any method or meet any other
requirement specified in this subarticle.
(109) "Ocean-Going Vessel" means a
commercial, government, or military vessel meeting any one of the following
criteria:
(A) A vessel greater than or equal
to 400 feet in length overall (LOA) as defined in 50 Code of Federal
Regulations (CFR) §679.2, as adopted June 19,
1996;
(B) A vessel greater than or
equal to 10,000 gross tons (GT ITC) pursuant to the convention measurement
(international system) as defined in
46 CFR §
69.51 -.61, as adopted September 12,
1989;
(C) A vessel propelled by a
marine compression ignition engine with a per-cylinder displacement of greater
than or equal to 30 liters.
(110) "On-road" means a vehicle that is
designed to be driven on public highways and roadways and that is registered or
is capable of being registered by the California Department of Motor Vehicles
(DMV) under Vehicle Code sections
4000 et seq.
- or DMV's equivalent in another state, province, or country; or the
International Registration Plan. A vehicle covered under CARB's In-Use Off-Road
Regulation, Code of Regulations, title 13, section
2449, is not covered under this
definition.
(111) "OPGEE" or "OPGEE
Model" means the Oil Production Greenhouse gas Emissions Estimator Version 2.0
(June 20, 2018) posted at
http://www.arb.ca.gov/fuels/lcfs/lcfs.htm,
which is incorporated herein by reference.
(112) "Opt-in Fuel Reporting Entity" means an
entity that meets the requirements of section
95483.1 and voluntarily opts in to
be a fuel reporting entity and is therefore subject to the requirements set
forth in this subarticle.
(113)
"Opt-in Project" means a project approved for generating LCFS credits by the
Executive Officer pursuant to sections
95489 or
95490.
(114) "Over-the-Counter" means the trading of
LCFS credits or contracts not executed or entered for clearing on any
exchange.
(115) "Performance
Review" means an assessment conducted by CARB of an applicant seeking to become
accredited or reaccredited as a verification body or lead verifier pursuant to
section 95502 of this subarticle. Such an
assessment may include a review of applicable past sampling plans, validation
and verification reports, validation and verification statements, conflict of
interest submittals, and additional information or documentation regarding the
applicant's fitness for qualification.
(116) "Petroleum Intermediate" means a
petroleum product that can be further processed to produce CARBOB, diesel, or
other petroleum blendstocks.
(117)
"Petroleum Product" means all refined and semi-refined products that are
produced at a refinery by processing crude oil and other petroleum-based
feedstocks, including petroleum products derived from co-processing biomass and
petroleum feedstock together. "Petroleum product" does not include plastics or
plastic products.
(118) "Plug-In
Hybrid Electric Vehicle (PHEV)" means a hybrid electric vehicle with the
capability to charge a battery from an off-vehicle electric energy source that
cannot be connected or coupled to the vehicle in any manner while the vehicle
is being driven.
(119) "Positive
Validation Statement" and "Positive Verification Statement" means a statement
rendered by a verification body attesting that the verification body can say,
with reasonable assurance, that the reported value is free of material
misstatement, when applicable, and conforms to the requirements of this
subarticle. This definition applies to Positive Validation Statements for fuel
pathway applications and Positive Verification Statements for Annual Fuel
Pathway Reports, Quarterly Fuel Transactions Reports, Crude Oil Quarterly and
Annual Volumes Reports, Low-Complexity/Low-Energy-Use Refinery Reports, and
Project Reports.
(120) "Private
Access Fueling Facility" means a fueling facility with access restricted to
privately-distributed electronic cards ("cardlock") or is located in a secure
area not accessible to the public.
(121) "Producer" means, with respect to any
fuel, the entity that made or prepared the fuel.
(122) "Product Transfer Document (PTD)" means
a document that authenticates the transfer of ownership of fuel from a fuel
reporting entity to the recipient of the fuel. A PTD is created by a fuel
reporting entity to contain information collectively supplied by other fuel
transaction documents, including bills of lading, invoices, contracts, meter
tickets, rail inventory sheets, Renewable Fuels Standard (RFS) product transfer
documents, etc.
(123) "Project
Operator" means an entity that registers an opt-in project in the Alternative
Fuel Portal and has it approved for generating LCFS credits. A project operator
must meet the requirements of sections
95483.1 and
95489 or
95490.
(124) "Public Access Fueling Facility" means
a fueling facility that is not a private-access fueling dispenser.
(125) "Qualified Positive Validation
Statement" and "Qualified Positive Verification Statement" means a statement
rendered by a verification body attesting that the verification body can say,
with reasonable assurance, that the reported value is free of material
misstatement, when applicable, and is in conformance with the requirement to
fix correctable errors pursuant to section
95501(b)(6), but
the data may include one or more other nonconformance(s) with the requirements
of this subarticle, which do not result in a material misstatement. This
definition applies to Qualified Positive Validation Statements for fuel pathway
applications and Qualified Positive Verification Statements for Annual Fuel
Pathway Reports, Quarterly Fuel Transactions Reports, Crude Oil Quarterly and
Annual Volumes Reports, Low-Complexity/Low-Energy-Use Refinery Reports, and
Project Reports.
(126) "Rack" means
a mechanism for delivering motor vehicle fuel or diesel from a refinery or
terminal into a truck, trailer, railroad car, or other means of non-bulk
transfer.
(127) "Reasonable
Assurance" means a high degree of confidence that submitted data and statements
are valid.
(128) "Regulated Entity"
means an entity subject to any requirement pursuant to this
subarticle.
(129) "Renewable Fuel
Standard" means the program administered by the United States Environmental
Protection Agency, under 40 CFR Part 80 : Regulation of Fuels and Fuel
Additives, Subparts K and M.
(130)
"Renewable Hydrocarbon Diesel" means a diesel fuel that is produced from
non-petroleum renewable resources but is not a mono-alkyl ester and which is
registered as a motor vehicle fuel or fuel additive under 40 Code of Federal
Regulations part 79. This includes the renewable portion of a diesel fuel
derived from co-processing biomass with a petroleum feedstock.
(131) "Renewable Hydrogen" means hydrogen
derived from (1) electrolysis of water or aqueous solutions using renewable
electricity; (2) catalytic cracking or steam methane reforming of biomethane;
or (3) thermochemical conversion of biomass, including the organic portion of
municipal solid waste (MSW). Renewable electricity, for the purpose of
renewable hydrogen production by electrolysis, means electricity derived from
sources that qualify as eligible renewable energy resources as defined in
California Public Utilities Code sections
399.11-
399.36.
(132) "Renewable Propane" means liquefied
petroleum gas (LPG or propane) that is produced from non-petroleum renewable
resources.
(133) "Rural Area" means
a census tract with at least 75 percent of its population identified as rural
by the latest US Census data.
(134)
"SAE CCS Connector" means a connector that supports both AC J1772 and DC
Charging and created by the Society of Automobile Engineers, which is a
standards development organization for vehicle technology.
(135) "Shore Power" means electrical power
being provided either by the local utility or by distributed generation to
ocean-going vessels at-berth.
(136)
"Single-family Residence" means a building designed to house a family in a
single residential unit. A single-family residence is either detached or
attached including duplex or townhouse units.
(137) "Site-specific Data" and "Site-specific
Input" means an input value used in determination of fuel pathway carbon
intensity value, or the raw operational data used to calculate an input value,
which is required to be unique to the facility, pathway, and feedstock. All
site-specific inputs must be measured, metered or otherwise documented, and
verifiable, e.g., consumption of natural gas or grid electricity at a fuel
production facility must be documented by invoices from the utility.
(138) "Specified Source Feedstocks" means
feedstocks that require the chain of custody evidence specified in
95488.8(g)(1)(B) to be eligible for a reduced CI associated with the use of a
waste, residue, by-product or similar material. Specified source feedstocks are
identified in section
95488.8(g)(1)(A).
(139) "Staff" means CARB personnel unless
otherwise specified or dictated by context.
(140) "Station Operational Status System
(SOSS)" means a software database tool developed and maintained by California
Fuel Cell Partnership to publicly monitor the operational status of hydrogen
stations.
(141) "Steam Quality"
means the ratio of the mass of vapor to the total mass of a vapor-liquid
mixture of water at its saturation temperature.
(142) "Technical Corn Oil" means inedible oil
recovered from thin stillage or the distiller's grains and solubles produced by
a dry mill corn ethanol plant, termed distiller's corn oil (DCO), or other
non-food grade corn oil from food processing operations.
(143) "Technical Sorghum Oil" means inedible
oil recovered from thin stillage or the distiller's grains and solubles
produced by a dry mill sorghum ethanol plant, termed distiller's sorghum oil
(DSO), or other non-food grade sorghum oil from food processing
operations.
(144) "Total Obligated
Amount (TOA)" means the quantity of fuel for which the fuel reporting entity is
the eligible credit or deficit generator. The LRT-CBTS calculates the TOA for
each fuel pathway code. TOA is calculated as the difference between the fuel
reported using transaction types that increase the net quantity of fuel that
generates credits or deficits in the LRT-CBTS and the fuel reported using
transaction types that decrease the net quantity of fuel that generates credits
or deficits in the LRT-CBTS. Transaction types that increase the TOA include:
Production in California, Production for Import, Import, Purchased with
Obligation, Gain of Inventory. Transaction types that decrease the TOA include:
Sold with Obligation, Loss of Inventory, Export, Not Used for
Transportation.
(145) "Total Amount
(TA)" means the total quantity of fuel reported by a fuel reporting entity
irrespective of whether the entity retained status as the credit or deficit
generator for that specific fuel volume. TA is calculated as the difference
between the fuel reported using transaction types that increase the net fuel
quantity reported in the LRT-CBTS and fuel reported using transaction type that
decrease the net fuel quantity reported in the LRT-CBTS. Transaction types that
increase the TA include: Production in California, Production for Import,
Import, Purchased with Obligation, Purchased without Obligation, Gain of
Inventory. Transaction types that decrease the TA include: Sold with
Obligation, Sold without Obligation, Loss of Inventory, Export, Not Used for
Transportation.
(146) "Transaction
Date" means the title transfer date as shown on the Product Transfer
Document.
(147) "Transaction
Quantity" means the amount of fuel reported in a transaction. A Transaction
Quantity must be reported in units, provided in Table 4 and in the
LRT-CBTS.
(148) "Transaction Type"
means the nature of a fuel-based transaction as defined below:
(A) "Production in California" means the
transportation fuel was produced at a facility in California for use in
California;
(B) "Production for
Import" means the transportation fuel was produced outside of California and
imported into California for use in transportation.
(C) "Import" means the transportation fuel
was produced outside of California and later brought by any party other than
its producer into California for use in transportation.
(D) "Purchased with Obligation" means the
transportation fuel was purchased with the obligation to claim credits or
deficits in the LRT-CBTS from a separate fuel reporting entity;
(E) "Purchased without Obligation" means the
transportation fuel was purchased without obligation to claim credits or
deficits in the LRT-CBTS from a separate fuel reporting entity;
(F) "Sold with Obligation" means the
transportation fuel was sold with the obligation to claim credits or deficits
in the LRT-CBTS by a fuel reporting entity;
(G) "Sold without Obligation" means the
transportation fuel was sold without obligation to claim credits or deficits in
the LRT-CBTS by a fuel reporting entity;
(H) "Export" means any fuel reported in the
LRT-CBTS that is subsequently delivered outside of California and is not used
for transportation in California;
(I) "Loss of Inventory" means the fuel
entered the California fuel pool but was not used due to volume loss;
(J) "Gain of Inventory" means the fuel
entered the California fuel pool due to a volume gain;
(K) "Not Used for Transportation" means a
transportation fuel was reported with compliance obligation under the LCFS but
was later not used for transportation purposes in California or otherwise
determined to be exempt under section
95482(d);
(L) "eTRU Fueling" means providing fuel to
electric transport refrigeration units.
(M) "eCHE Fueling" means providing fuel to
electric cargo handling equipment.
(N) "eOGV Fueling" means providing shore
power to an ocean-going vessel at-berth.
(O) "EV Charging--Grid" means providing
electricity to recharge EVs using the California Average Grid Electricity
Lookup Table pathway for a given year as specified in section
95488.5;
(P) "EV Charging--Non-Grid" means providing
electricity that has a carbon intensity lower than the average grid electricity
and is obtained through an approved arrangement as specified in section
95488.8(h) or
section 95488.8(i) to
recharge EVs;
(Q) "EV
Charging--Smart Charging" means providing electricity that is eligible to
generate credits under the smart charging provisions in section
95488.5 to recharge EVs;
(R) "Fixed Guideway Electricity Fueling"
means fueling light rail, heavy rail, cable car, street car, and trolley bus,
or exclusive right-of-way bus operations with electricity;
(S) "Forklift Electricity Fueling" means
providing fuel to electric forklifts;
(T) "Forklift Hydrogen Fueling" means
providing fuel to hydrogen forklifts;
(U) "Fuel Cell Vehicle (FCV) Fueling" means
the dispensing of hydrogen at a fueling station designed for fueling hydrogen
fuel cell electric vehicles;
(V)
"Fuel Cell Vehicle (FCV) Fueling--Smart Electrolysis" means the dispensing of
hydrogen that is eligible to generate credits under the smart charging or
electrolysis provisions in section
95488.5;
(W) "NGV Fueling" means the dispensing of
natural gas at a fueling station designed for fueling natural gas
vehicles;
(X) "Propane Fueling"
means the dispensing of propane at a fueling station designed for fueling
propane vehicles.
(149)
"Transmix" means a mixture of refined products that forms when these products
are transported through a pipeline. This mixture is typically a combination of
two of the following: gasoline, diesel, or jet fuel.
(150) "Transportation Fuel" means any fuel
used or intended for use as a motor vehicle fuel or for transportation purposes
in a non-vehicular source.
(151)
"Uncertainty" means the degree to which data or a data system is deemed to be
indefinite or unreliable.
(152)
"Used Cooking Oil" (or UCO) means fats and oils originating from commercial or
industrial food processing operations, including restaurants, that have been
used for cooking or frying. Feedstock characterized as UCO must contain only
fats, oils, or greases that were previously used for cooking or frying
operations. UCO must be characterized as "processed UCO" if it is known that
processing has occurred prior to receipt by the fuel production facility or if
evidence is not provided to the verifier or CARB to confirm that it is
"unprocessed UCO."
(153)
"Validation" means verification of a fuel pathway application.
(154) "Validation Statement" means the final
statement rendered by a verification body attesting whether the fuel pathway
application is free of material misstatement, and whether it conforms to the
requirements of this subarticle.
(155) "Verification" means a systematic,
independent and documented process for evaluation of reported data against the
requirements specified in this subarticle.
(156) "Verification Body" means an entity
accredited by the Executive Officer that is able to render a validation or
verification statement and provide validation or verification services to
entities required to contract for validation or verification.
(157) "Verification Services" means services
provided during validation or verification as specified in section
95501 beginning with the
development of the validation or verification plan to submitting a validation
or verification statement to CARB.
(158) "Verification Statement" means the
final statement rendered by a verification body attesting whether the
responsible entity's report is free of material misstatement, when applicable,
and whether the report conforms to the requirements of this
subarticle.
(159) "Verification
Team" means all persons working for a verification body, including all
subcontractors, to provide validation or verification services to an entity
required to contract for validation or verification.
(160) "Verifier Review" means all reviews and
services specified in section
95501 that a verifier conducts,
except the material misstatement assessment under section
95501(b)(9) through
(11). If some data sources are selected for
data checks based on the sampling plan, the verifier will check for conformance
with the requirements of this subarticle.
(161) "Yard Truck" An off-road mobile utility
vehicle used to carry cargo containers with or without chassis; also known as
utility tractor rig (UTR), yard tractor, yard goat, yard hostler, yard hustler,
or prime mover. For the purpose of LCFS crediting an electric yard truck is
considered a heavy-duty truck.
(162) "Yellow Grease" means a commodity
produced from a mixture of:
(A) used cooking
oil, and
(B) rendered animal fats
that were not used for cooking. This mixture often is combined from multiple
points of origin. Yellow grease must be characterized as "animal fat" if
evidence is not provided to the verifier or CARB to confirm the quantity that
is animal fat and the quantity that is used cooking
oil.
1. New
section filed 1-12-2010; operative 1-12-2010 pursuant to Government Code
section
11343.4
(Register 2010, No. 3).
2. Amendment of subsections (a)(20.5) and
(a)(20.5)(B)-(C) and new subsection (a)(20.5)(D) filed 4-15-2010; operative
4-15-2010 pursuant to Government Code section
11343.4
(Register 2010, No. 16).
3. Amendment filed 11-26-2012; operative
11-26-2012 pursuant to Government Code section
11343.4
(Register 2012, No. 48).
4. Repealer and new section filed
11-16-2015; operative 1-1-2016 (Register 2015, No. 47).
5. Amendment
filed 1-4-2019; operative 1-4-2019 pursuant to Government Code section
11343.4(b)(3)
(Register 2019, No. 1).
6. New subsections (a)(2)-(3), (a)(29),
(a)(41), (a)(44), (a)(46)(A)1.-3., (a)(76), (a)(96) and (a)(133) and subsection
renumbering filed 5-27-2020; operative 7-1-2020 (Register 2020, No.
22).
Note: Authority cited: Sections
38510,
38530,
38560,
38560.5,
38571,
38580,
39600,
39601,
41510,
41511
and
43018,
Health and Safety Code; 42
U.S.C. section 7545; and Western Oil and Gas
Ass'n v. Orange County Air Pollution Control District, 14 Cal.3d 411, 121
Cal.Rptr. 249 (1975). Reference: Sections
38501,
38510,
39515,
39516,
38571,
38580,
39000,
39001,
39002,
39003,
39515,
39516,
41510,
41511
and
43000,
Health and Safety Code; Section
25000.5,
Public Resources Code; and Western Oil and Gas Ass'n v. Orange County Air
Pollution Control District, 14 Cal.3d 411, 121 Cal.Rptr. 249
(1975).