California Code of Regulations
Title 16 - Professional and Vocational Regulations
Division 41 - Professional Fiduciaries Bureau
Article 11 - Enforcement
Section 4620 - Substantially Related Criteria for License Suspension or Revocation
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
(a) For the purposes of the suspension or revocation of a license pursuant to Section 141 or Division 1.5 (commencing with Section 475) of the Business and Professions Code, a crime or act shall be considered to be substantially related to the qualifications, functions, or duties of a professional fiduciary if to a substantial degree it evidences present or potential unfitness of a person holding a professional fiduciary license to perform the functions authorized by the license in a manner consistent with the public health, safety, or welfare.
(b) In making the determination required for the suspension or revocation of a license for the conviction of a crime substantially related to the qualifications, functions or duties of a professional fiduciary, all of the following criteria shall be considered:
(c) For purposes of subdivision (a), substantially related crimes or acts shall include, but are not limited to, the following:
1. New article
11 (sections 4620-4622) and section filed 5-17-2012; operative 6-16-2012
(Register 2012, No. 20).
2. Amendment of section and NOTE filed
2-1-2021; operative 2-1-2021 pursuant to Government Code section
11343.4(b)(3)
(Register 2021, No. 6). Filing deadline specified in Government Code section
11349.3(a)
extended 60 calendar days pursuant to Executive Order N-40-20 and an additional
60 calendar days pursuant to Executive Order
N-71-20.
Note: Authority cited: Sections 481 and 6517, Business and Professions Code. Reference: Sections 141, 481, 490, 492, 493, 6580 and 6584, Business and Professions Code.