California Code of Regulations
Title 16 - Professional and Vocational Regulations
Division 35 - California Auctioneer Commission
Article 1 - Fees
Appendix - Appendix

Universal Citation: 16 CA Code of Regs

Current through Register 2024 Notice Reg. No. 12, March 22, 2024

Assigned

Designated Positions

Disclosure Category

Board Member.

I

Executive Officer.

I

Member, Council of Advisers.

I

Member, Disciplinary Review Committee.

I

Consultant [FNa1] .

I

_

Disclosure Categories

I. All designated employees shall report any investment in, business positions in, or any income from:

1. Any person rendering services or selling products to the Commission, or the manufacturers, wholesalers or distributors of such products.

2. Any person, school, college or university offering individual courses and/or a curriculum which is approved by the Board.

3. Any person against whom the Board is contemplating legal or administrative action, has legal or administrative action pending or has intervened in such action.

4. Any person engaged in a profession or business regulated or licensed by the Commission, or has a license application pending before the Commission.

[FNa1] Consultants shall be included in the list of designated employees and shall disclose pursuant to the broadest disclosure category in the code, subject to the following limitation:

[FNThe] Executive Officer may determine in writing that a particular consultant, although a "designated position," is hired to perform a range of duties that is limited in scope and thus is not required to fully comply with the disclosure requirements in this section. Such written determination shall include a description of the consultant's duties and, based upon that description, a statement of the extent of disclosure requirements. The Executive Officer's determination is a public record and shall be retained for public inspection in the same manner and location as this conflict of interest code.

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