California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 6 - The Department of Insurance Conflict-of-Interest Code
Section 2690.2 - Disclosure Categories
Appendix B
Disclosure Categories
Designated employees in Category 1 shall report the following:
* Investments, business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources, which, within the preceding 24 months, have been subject to regulation, licensing, enforcement, or oversight by or under the jurisdiction of the Department.
Designated positions in Category 2 shall report the following:
* Investments, business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources, of the type that provide goods, services, or equipment that the Department utilizes or currently plans to utilize.
Designated positions in Category 3 shall report the following:
* Investments business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources, that are required to be licensed by the Department, or that provides education or training, which, within the preceding 24 months, have been required by the Department to qualify for or maintain a license.
Designated positions in Category 4 shall report the following:
* Investments, business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources, which have been the subject of investigation, or reviewed by, the designated position during the past 12 months.
Designated positions in Category 5 shall report the following:
* Investments, business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from sources of the type that provide goods, services, or equipment that the designated position's bureau, branch, division, or area of assignment utilizes or currently plans to utilize.
Designated positions in Category 6 shall report the following:
* All investments, business positions, and income, including receipt of loans, gifts and travel payments, from, sources of the type that sell, rent, or lease information technology equipment, software, facilities, supplies or services, to the Department, including California Municipal Award Schedule contractors.
Designated positions in Category 7 shall report the following:
* Investments, business positions in business entities, and income (except for income received solely from the sales of insurance products or solely for adjusting insurance claims), including receipt of gifts, loans, and travel payments, from sources that, within the preceding 24 months, have been approved by the Department as education providers.
* Investments, business positions in business entities, and income (except for income received solely from the sales of insurance products or solely for adjusting insurance claims), including receipt of gifts, loans, and travel payments, from insurance agents and brokers, adjusters and bail agents who are subject to the permit or licensing authority of, or have an application for a license or permit pending before, the Department.
Designated positions in Category 8 shall report the following:
* Investments, business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from workers' compensation insurers.
Designated positions in Category 9 shall report the following:
* Interests in real property in the State of California.
1. Repealer and new
section filed 10-17-95; operative 11-16-95. Approved by Fair Political Practices
Commission 8-7-95. Submitted to OAL for printing only (Register 95, No.
42).
2. Amendment filed 1-21-2003; operative 2-20-2003. Approved by Fair
Political Practices Commission 11-12-2002 (Register 2003, No. 4).
3. New
appendix B heading and amendment of section filed 4-12-2010; operative 5-12-2010.
Approved by Fair Political Practices Commission 3-3-2010 (Register 2010, No.
16).
4. Repealer and new section filed 3-4-2013; operative 4-3-2013 (FPPC
regulations only subject to 1974 Administrative Procedure Act rulemaking
requirements and not subject to procedural or substantive review by OAL). Approved
by Fair Political Practices Commission 1-15-2013 to replace the conflict-of-interest
code amendments filed on 4-12-2010 and 3-15-2012, which are both void due to the
agency's failure to properly follow the notice requirements of the Political Reform
Act. This conflict-of-interest code, which was originally effective on 12-15-2005,
and is, therefore, the most recently legally adopted code, replaces the voided
conflict-of-interest codes (Register 2013, No. 10).
5. Amendment filed
8-27-2013; operative 9-26-2013. Approved by Fair Political Practices Commission
7-22-2013 (Register 2013, No. 35).
6. Repealer and new section filed
11-29-2016; operative 12-29-2016 pursuant to Cal. Code Regs., tit. 2, section
18750(l). Approved by Fair Political Practices Commission 11-23-2016 and submitted
to OAL for filing and printing only pursuant to Cal. Code Regs., tit. 2, section
18750(k) (Register 2016, No. 49).
Note: Authority cited: Section 87300, Government Code. Reference: Sections 87302(a), 87302(b) and 87302(c), Government Code.