California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 5 - Stock Insurers-Corporate Affairs
Article 3 - Insurance Holding Company Systems-Reporting and Disclosure Forms
Section 2683.7 - Incorporation by Reference

Universal Citation: 10 CA Code of Regs 2683.7

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

(a) Except as otherwise provided in this section, a person making any report, request, or filing required by the Act may incorporate therein by reference any required then current appropriate information already on file with the Commissioner, or any diagram or chart previously filed. In such event, the person filing shall cause the paper filed to identify the report, statement, document, instrument, diagram, chart or other paper to which reference is made, the approximate date it was filed with the Commissioner, and the page or pages thereof wherein is shown the information incorporated by reference.

(b) Subdivision (a) above shall not apply to the Information Statement and accompanying papers (see Form A) reburied by Insurance Code Section 1215.2 of the Act and these regulations in connection with a tender offer, an offer of acquisition and the like. Such Information Statements shall be complete in themselves.

(c) Whenever any action authorized to be taken by the commissioner under said Act may be done only after notice and hearing, all information required by the Act and these regulations to be filed in connection with such action by the Commissioner shall be provided in full without incorporation by reference.

(d) In the event that a finding or determination or any action made or taken by the Commissioner pursuant to the Act appears to be the probable subject of judicial review, the admitted insurer or person making the filing on the basis of which such finding or determination was made or such action is to be taken shall, at the Commissioner's request, file the required information in full without incorporation by reference.

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