California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 5 - Stock Insurers-Corporate Affairs
Article 2 - Insider Trading
- Section 2682.1 - Definition of Certain Terms
- Section 2682.2 - Transactions Exempted from the Operation of Section 1104.3
- Section 2682.3 - Filing of Statements
- Section 2682.4 - Ownership of More than 10 Percent of an Equity Security
- Section 2682.5 - Disclaimer of Beneficial Ownership
- Section 2682.6 - Exemptions from Section 1104.3
- Section 2682.7 - Exemption of Securities Purchased or Sold by Odd-Lot Dealers
- Section 2682.8 - Transferable Options, Puts, Calls, Spreads and Straddles
- Section 2682.9 - Ownership of Securities Held in Trust
- Section 2682.10 - Exemptions for Small Transactions
- Section 2682.11 - Exemption from Section 1104.2 of Certain Transactions Exempted from Section 1104.3
- Section 2682.12 - Exemption from Section 1104.3 of Certain Transactions Effected in Connection with Distribution
- Section 2682.13 - Exemption from Section 1104.3 of Acquisitions of Shares of Stock and Stock Options Under Certain Stock Bonus, Stock Option of Similar Plans
- Section 2682.14 - Exemption from Section 1104.3 of Certain Transactions in Which Securities Are Received by Redeeming Other Securities
- Section 2682.15 - Exemption of Long Term Profits Incident to Sales Within Six Months of the Exercise of an Option
- Section 2682.16 - Exemptions from Section 1104.3 of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation
- Section 2682.17 - Exemption from Section 1104.3 of Certain Securities Received upon Surrender of Similar Equity Securities
- Section 2682.18 - Exemption from Section 1104.3 of Certain Transactions Involving an Exchange of Similar Securities
- Section 2682.19 - Exemption of Certain Transactions by a Dealer in Securities in Which that Dealer Has NO Interest
- Section 2682.20 - Exemption from Section 1104.4 of Certain Transactions Effected in Connection with a Distribution
- Section 2682.21 - Exemption from Section 1104.4 of Sales of Securities to be Acquired
- Section 2682.22 - Arbitrage Transactions Under Section 2682.7
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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