California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 4 - Insurer Securities Permits
Article 8 - Stock Purchase and Stock Option Plans
Section 2608.02 - For Investment
Universal Citation: 10 CA Code of Regs 2608.02
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
The Commissioner favors a requirement in such stock options plans and options issued thereunder that the optionee sign a stipulation when the optionee exercises the option that the optionee is purchasing for investment and not for resale (Sects. 839, 843)
1. Change without regulatory effect amending section filed 7-14-2021 pursuant to section 100, title 1, California Code of Regulations (Register 2021, No. 29). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20.
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