California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 4 - Insurer Securities Permits
Article 7 - Promoters
Section 2607.06 - Attorneys and Underwriters
Universal Citation: 10 CA Code of Regs 2607.06
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A. Stock options to attorneys at law for applicants are disfavored. (Section 839)
B. Stock options to underwriters are not permitted. (Section 839)
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