California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 4 - Insurer Securities Permits
Article 11 - Reports of Transactions
Section 2611.03 - Report of Transactions, to be Timely Filed

Universal Citation: 10 CA Code of Regs 2611.03
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Applicants should take care to make and timely file the verified report of transactions in duplicate lawfully required by the permit, since failure to do so is a violation which could give rise to litigation and may have other consequences. (Secs. 844, 833(i), 843) The Commissioner may withhold favorable action on a subsequent application until any material delinquency with respect to a prior report has been remedied.

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