California Code of Regulations
Title 10 - Investment
Chapter 5 - Insurance Commissioner
Subchapter 4 - Insurer Securities Permits
Article 11 - Reports of Transactions
Section 2611.02 - Report of Transaction to be Captioned, Entitled and Labeled
Universal Citation: 10 CA Code of Regs 2611.02
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Every Report of Transaction shall be captioned as specified in Section 2603.07 for applications. It shall bear the same entitlement as a properly entitled application in the matter reported on (refer to Sec. 2603.08, ante). It shall be plainly labeled "REPORT OF TRANSACTIONS" if the instant report is the only report to be filed; otherwise, it shall be labeled "FIRST REPORT OF TRANSACTIONS," "SECOND REPORT... ," etc., "PRELIMINARY REPORT...," etc., "INTERIM REPORT...," etc., or "FINAL REPORT... ," etc., as may be appropriate under the circumstances.
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