California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 9 - Escrow Agents
Article 7 - Guarantee of Trust Obligations
Section 1765 - Officers, Directors and Employees: Maintenance of Current List with Commissioner

Universal Citation: 10 CA Code of Regs 1765
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Fidelity Corporation shall at all times maintain on file with the Commissioner a current list of its officers, directors and employees. Any change of such persons shall be reported to the Commissioner within five (5) business days of such change. Each officer, director and employee shall file a statement of information on a form provided by the Commissioner.

1. Change without regulatory effect filed 3-10-86; effective thirtieth day thereafter (Register 86, No. 11). For history of former section 1765, see Register 81, No. 49.
2. Editorial correction of printing error in section (Register 96, No. 52).

Note: Authority cited: Section 17315, Financial Code. Reference: Sections 17315, 17333, 17336 and 17344, Financial Code.

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