California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 9 - Escrow Agents
Article 7 - Guarantee of Trust Obligations
Section 1762 - Accounting and Fiscal Year

Universal Citation: 10 CA Code of Regs 1762
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Fidelity Corporation shall maintain its records on an accrual basis and in accordance with generally accepted accounting principles and good business practice. The selection of the fiscal year end shall be subject to the approval of the Commissioner.

1. Change without regulatory effect filed 3-10-86; effective thirtieth day thereafter (Register 86, No. 11).
2. Editorial renumbering of section 1762"Office for Transaction of Business" of subchapter 10 to section 1770 to correct duplication of section numbers (Register 90, No. 20). For history of section 1762"Office for Transaction of Business," see Register 82, No. 42.
3. Editorial correction of printing error (Register 91, No. 33).

Note: Authority cited: Section 17315, Financial Code. Reference: Sections 17315, 17320, 17339 and 17344, Financial Code.

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