California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 6 - California Financing Law
Article 14 - Pilot Program for Increased Access to Responsible Small Dollar Loans
Subarticle 6 - Books, Records and Examinations
Section 1615 - Services of Finders

Universal Citation: 10 CA Code of Regs 1615

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

(a) A finder receives or processes an application under Section 22373, subdivision (a), of the Financial Code when the finder performs one or more of the services for a licensee under Section 22372, subdivision (a), of the Financial Code.

(b) For loans in which a finder performs any of the services listed in Section 22372, subdivision (a) of the Financial Code, the finder, if licensed or regulated under one of the state or federal laws specified in Section 22372, subdivision (b) of the Financial Code, may also perform the additional services set forth in Section 22372, subdivision (b) of the Financial Code.

1. New section filed 7-17-2014; operative 7-17-2014 pursuant to Government Code section 11343.4(b)(3) (Register 2014, No. 29).
2. Amendment designating first paragraph as subsection (a) and new subsection (b) filed 5-10-2022; operative 7-1-2022 (Register 2022, No. 19).

Note: Authority cited: Section 22150, Financial Code. Reference: Sections 22372 and 22373, Financial Code.

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