California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 6 - California Financing Law
Article 14 - Pilot Program for Increased Access to Responsible Small Dollar Loans
Subarticle 6 - Books, Records and Examinations
Section 1611 - Licensee's Duty to Verify Status of Finder Prior to Compensation
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
(a) Before paying any finder, a licensee shall verify that the finder has not been barred from providing services at that location by the Commissioner.
(b) The status of a finder is available at the Department's Web site at www.dbo.ca.gov.
(c) A licensee shall be on notice that the licensee's finder has been barred upon issuance of an order by the Commissioner barring that finder from the specified location(s).
1. New section filed 7-17-2014; operative 7-17-2014 pursuant to Government Code section 11343.4(b)(3) (Register 2014, No. 29).
Note: Authority cited: Section 22150, Financial Code. Reference: Section 22374, Financial Code.
