California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 8 - Licensing of Broker-Dealers and Agents
Section 260.204.8 - Limited Exemption for Commodity Trading Advisers
Universal Citation: 10 CA Code of Regs 260.204.8
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Commodity trading advisers registered under the federal Commodity Exchange Act, as amended, are exempt from the provisions of Section 25230 of the Code when advising or exercising trading discretion, or both advising and trading, with respect to foreign currency options listed and traded exclusively on the Philadelphia Stock Exchange.
1. New section filed 8-3-95; operative 9-2-95 (Register 95, No. 31).
Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Sections 25204 and 25230, Corporations Code.
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