California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 8 - Licensing of Broker-Dealers and Agents
Section 260.204.7 - State Teachers' Retirement System

Universal Citation: 10 CA Code of Regs 260.204.7
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Exempt from the provisions of Sections 25210 and 25230 of the Code are any individuals who pursuant to Section 22205.2 of the Education Code contract to perform investment management or advisory services only for the State Teachers' Retirement System; provided, that the securities transactions are effected by or through a broker-dealer who is licensed under Section 25210 of the Code or exempt from licensure under Section 25200 of the Code.

1. New section filed 11-20-87; operative 12-20-87 (Register 87, No. 48).

Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Section 25204, Corporations Code.

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