California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 8 - Licensing of Broker-Dealers and Agents
Section 260.204.4 - Commodity Contract Sales. [Repealed]
Universal Citation: 10 CA Code of Regs 260.204.4
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
1. New
section filed 10-1-73 as an emergency; effective upon filing (Register 73, No.
40).
2. Certificate of Compliance filed 12-28-73 (Register 73, No.
52).
3. Amendment filed 1-22-75; effective thirtieth day thereafter
(Register 75, No. 4).
3. Amendment filed 1-22-75; effective
thirtieth day thereafter (Register 75, No. 4).
4. Repealer filed
11-29-79 as an emergency; designated effective 1-1-80. Certificate of
Compliance included (Register 79, No. 48).
Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25204, Corporations Code.
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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