California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 8 - Licensing of Broker-Dealers and Agents
Section 260.204.11 - Pacific Exchange, Inc. [Repealed]
Universal Citation: 10 CA Code of Regs 260.204.11
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
1. New
section filed 5-24-2001; operative 6-23-2001 (Register 2001, No.
21).
2. Repealer filed 11-10-2009; operative 12-10-2009 (Register
2009, No. 46).
Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Sections 25204 and 25610, Corporations Code.
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.